Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathi Lynn ZimmerZimmer Financial PlanningWaldron Private Wealth06-28-2012
Tracy Ann YoungWorld Equity Group, Inc.Taylor Capital Management Inc.06-21-2019
Patrick John FitzsimmonsWoodstock Financial Group, Inc.IFS Securities11-19-2018
Joshua David TitusWoodbury Financial Services, Inc.LPL Financial LLC05-23-2019
Gary Joseph BarnesWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Robert Willis BrunerWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Joseph Ralph FenstermacherWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Benjamin Nathaniel RickerWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Aaron Jacob SweigartWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
David Alan JohnsonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Christopher Tyler SimonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
James Marks BowerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Nicholas Michael KalogerasWoodbury Financial Services, Inc.HD Vest Investment Services09-11-2018
Elizabeth Anne HermanWoodbury Financial Services, Inc.Mid Atlantic Capital Corporation11-03-2017
Stephen Thanh LamWoodbury Financial Services, Inc.Mid Atlantic Capital Corporation11-03-2017
David Joseph AllonWoodbury Financial Services, Inc.Citizens Securities, Inc.$3810-30-2017
Kevin M. McCarthyWoodbury Financial Services, Inc.National Planning Corporation09-29-2017
Jeffrey Michael KroppWoodbury Financial Services, Inc.Market Street Wealth Management$1806-03-2016
Robert L. JavensWoodbury Financial Services, Inc.Pruco Securities, LLC.07-31-2015
Gary M Klobchar Jr.Woodbury Financial Services, Inc.Voya Financial Advisors, Inc.$2507-10-2013
Jeffrey Earl PiferWoodbury Financial Services, Inc.Hefren-Tillotson, Inc.12-07-2012
David Bryan HunterWoodbury Financial Services, Inc.Janney Montgomery Scott LLC04-09-2012
Dale Richard AustinWoodbury Financial Services, Inc.AXA Advisors, LLC12-06-2011
William J Cuba Jr.Woodbury Financial Services, Inc.Ameritas Investment Corp.$10005-06-2011
Jared Mitchell SchwarzWoodbury Financial Services, Inc.Lincoln Investment$1003-04-2011
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Showing 1 to 25 of 4,075 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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