Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,40001-02-2009
Gregory Joseph SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Richard Lee BoppH. Beck, Inc.Waddell & Reed$1001-02-2009
Steve Kent ShelgrenLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Christine Ann KujanPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Joseph Edward KloeckerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Irene F. BuettnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Steven Michael RinnPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Brittany Lauren TaylorPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Quinto Fabio AmbrosettiPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
David Richard SnyderOppenheimer & Co. Inc.Janney Montgomery Scott LLC01-05-2009
Peter Joseph Ierardi Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Michael James KennedyPNC InvestmentsCitizens Securities, Inc.01-05-2009
Jon Mathews HagbergUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
John Joseph Knight Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Gregory J KnightWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Kevin M. DoyleLPL Financial LLCWells Fargo Clearing Services, LLC$10001-09-2009
Bryan Clyde Kilfoy, Gregory Ron BowdenUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Brian Joseph OdelliStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Michael Crawford FoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Garry James Olson, Marc Stephen Irion IIUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Scott Roy LindstromFortune Financial Services, Inc.Voya Financial Advisors, Inc.01-13-2009
Janet Renee Riser, Jessica Anne HartmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
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Showing 1 to 25 of 4,026 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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