Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Andrew OscarMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Sabrina Lynn WaltersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arnold Murray PeskinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian Scott EagonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Megan Elizabeth Dupre-KeatingMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Robert SchaefferMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Anthony Gerald SmulskiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kelly Marie LightMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Omar I. ChathaMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Michael J BarskiMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Douglas Rogers Barr Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
William Robert Waldeisen IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Francis Harrison Gehman IIIMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Charles PavlovMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Charles William DonovanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Steven Wayne WildeMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
John Thomas CorradoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Thomas Harry PaluszynskiMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Donald Alexander NowakMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
William Craig McLeanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joan Marie FioreMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jeffrey Thacker HayzlettMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Susan Carol YelenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Frank William EspostoMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joel Randy FreedmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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