Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa L. Nguyen CambriaVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation01-14-2009
Gregory Christos JamgochianJanney Montgomery Scott LLCCitigroup Global Markets Inc.01-15-2009
Gerard J. BinderJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5001-16-2009
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Byron J. DunlapMML Investors Services, LLCLincoln Financial Distributors, Inc.01-21-2009
Keith Russell GoldnerGibson Capital, LLCGIBSON CAPITAL MANAGEMENT LTD01-22-2009
James Stewart Small, Katerina SimonettiUBS Financial Services Inc.Morgan Stanley & Co. LLC$20001-23-2009
Philip Joseph BaldassariBoenning & Scattergood, Inc.Uvest Financial Services Group, Inc.$10001-23-2009
Thomas Joseph GormanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-23-2009
Mark Howard Bradley, Christopher Charles BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Stephen Orien Torpey Jr.Allstate Financial Services, LLCState Farm VP Management Corp.01-26-2009
Jack Ryan EllenbergerHefren-Tillotson, Inc.Natcity Investments, Inc.01-27-2009
Jeffrey David MatthewsAllstate Financial Services, LLCUvest Financial Services Group, Inc.$10001-29-2009
Jason Dennis HarkenCitizens Securities, Inc.PNC Investments01-29-2009
William Stephan Matesich Sr.Wells Fargo Advisors Financial Network, LLCEdward Jones01-30-2009
Gretchen Anne TroianoOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-30-2009
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.02-02-2009
Brian Gerald PitellPark Avenue Securities LLCNatcity Investments, Inc.$5002-03-2009
James Bernard CowanLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Steven Michael LehmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-06-2009
Adam C. GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.02-06-2009
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones02-06-2009
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
James Joseph ErnstJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5002-11-2009
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Showing 26 to 50 of 4,055 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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