Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Bernadette HollandJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-11-2009
David Charles RankinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-11-2009
Mafalda Amy VillaniJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-11-2009
Peter James DemaioAllstate Financial Services, LLCState Farm VP Management Corp.02-11-2009
Cindy Iris Wanerman, Larry A. WanermanUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$15002-13-2009
Kevin Michael QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
James Gerald BaileyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Neil Alan NewmanUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Christopher E. HigginsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Josette Rose KlingerAXA Advisors, LLCSignator Investors, Inc.02-13-2009
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments02-13-2009
Susan Berkovitz SabinBoenning & Scattergood, Inc.Ferris, Baker Watts, LLC02-13-2009
Mark George HolcombUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-18-2009
Floyd Joseph CarlStifel, Nicolaus & Company, IncorporatedBainbridge Securities Inc.$5002-18-2009
William Carl MeyerJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
Keith David Graham IIIJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
Marcy Lee LeprellJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Mark Alan KelleyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10002-20-2009
David Alan SprenkleJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5002-20-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Gary Anthony Anello Sr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-23-2009
John Russell Armstrong IIIBLB & B Advisors, LLCRutherford, Brown & Catherwood, LLC02-23-2009
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Showing 51 to 75 of 4,052 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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