Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Stuart ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Amir ShahpariRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
David John CawleyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Douglas P ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-27-2009
Jeannette Constance HoldenFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
William Dennis EspositoFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
John Thomas McCafferyRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$1002-27-2009
Shawn Ray SeilbackFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Thomas JoyceFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Daniel Coffman HostetlerFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Christopher Joseph HornickFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Lisa Harris ObrienFSC Securities CorporationAdvantage Capital Corporation02-27-2009
James Joseph McLaughlinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
John Tyler SangstonRaymond James & Associates, Inc.Morgan Stanley & Co. LLC02-27-2009
Frank Carl SherickFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Gary Steven GreeneFSC Securities CorporationAdvantage Capital Corporation02-27-2009
John Frederick BrightBeaconsfield Financial Services, Inc.Allegheny Investments, Ltd.$1003-02-2009
Sean DuffyStifel, Nicolaus & Company, IncorporatedStanford Group Company03-02-2009
Richard John Pinola Jr.Lincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC03-02-2009
Francis Gaughan PostPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.03-02-2009
Robert D. CorcoranHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.$10003-03-2009
Trevon Carson KanavyBrokers International Financial Services, LLC.Mutual of Omaha Investor Services, Inc.03-03-2009
Judith Ann WalkerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Marshall Allan NeyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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