Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Milan OndrasikStifel, Nicolaus & Company, IncorporatedButler, Wick & Co., Inc.03-10-2009
Jennifer Lynn KarnsStifel, Nicolaus & Company, IncorporatedButler, Wick & Co., Inc.03-10-2009
Vicki Sue O'NeilStifel, Nicolaus & Company, IncorporatedButler, Wick & Co., Inc.03-10-2009
Kenneth Joseph Fisher IIIRBC Capital Markets, LLCFerris, Baker Watts, LLC$2503-13-2009
Brian Michael GriffinRBC Capital Markets, LLCFerris, Baker Watts, LLC$2503-13-2009
Jeffrey Marvin JoyRBC Capital Markets, LLCFerris, Baker Watts, LLC$2503-13-2009
James Paul WymanRBC Capital Markets, LLCFerris, Baker Watts, LLC$2503-13-2009
Michael Richard LintelmanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
James Philip SporrerRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Michael Joseph CondronRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Jeffrey Steven VincentLPL Financial LLCJanney Montgomery Scott LLC03-13-2009
Sanford Lee EhrenreichRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Ryan WilsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Peter Paul RembalskyOppenheimer & Co. Inc.Anderson & Strudwick, Incorporated03-19-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Bradley David KleinfelterBlack Oak Wealth Management, LLCTD Ameritrade Investment Management, LLC03-19-2009
Darrell James HrezoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5003-20-2009
Kevin Daniel BrettellAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Ralph David EastwickRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
James Howley Sweeney Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
James John GarciaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10003-30-2009
Martin Joseph GannonStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10003-30-2009
Patrick Murphy EhretJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-30-2009
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Showing 101 to 125 of 4,055 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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