Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments02-13-2009
Lisa L. Nguyen CambriaVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation02-17-2009
Donald Neil DouchkessOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10002-17-2009
Andreas HessCetera Investment Services LLCWells Fargo Clearing Services, LLC$2502-18-2009
William Carl MeyerJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
Keith David Graham IIIJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
Marcy Lee LeprellJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-18-2009
Floyd Joseph CarlStifel, Nicolaus & Company, IncorporatedBainbridge Securities Inc.$5002-18-2009
Mark George HolcombUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-18-2009
Michael Eugene GreenPNC InvestmentsLincoln Financial Distributors, Inc.02-19-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
James Charles LiddleJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10002-19-2009
Holly Adams MayerJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-19-2009
Kevin Joel SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10002-19-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Mark Alan KelleyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10002-20-2009
David Alan SprenkleJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5002-20-2009
Joseph Arthur DiorioWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Gary Anthony Anello Sr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Jennifer L AnelloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-23-2009
Richard Stephen WiedlRidgeway & Conger, Inc.Securities America, Inc.$5002-23-2009
Kenneth David KlineBarclays Capital Inc.AllianceBernstein L.P.$15002-23-2009
John Russell Armstrong IIIBLB & B Advisors, LLCRutherford, Brown & Catherwood, LLC02-23-2009
« Previous PageNext Page »

Showing 126 to 150 of 7,401 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.