Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher S PulosWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
John Murphy O'ConnorWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-31-2009
Michael Thomas ColbridgeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2503-31-2009
Dawn Louise FournierStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2009
Colin Taylor BurgessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$2504-02-2009
Richard Dunlap Lownes Jr.Janney Montgomery Scott LLCCitigroup Global Markets Inc.04-02-2009
Steven Gilbert Kraus, William M HughesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15004-03-2009
Charles Riddell Huntington Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Angelo Capetola Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-03-2009
Clinton Robert SmedleyCUSO Financial Services, L.P.Commonwealth Financial Network04-03-2009
Larry Robert McLeanJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-03-2009
Michael Paul FetrowJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-06-2009
Mert Guy GilbertJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-06-2009
Jacob William CuthbertWaddell & ReedPFS Investments Inc.04-07-2009
Michael Barry GreenlyUBS Financial Services Inc.Morgan Stanley & Co. LLC$5004-09-2009
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Robert Kirkwood EberlyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-13-2009
Ronald Vincent PullmanTrustmont Financial Group, Inc.National Securities Corporation04-14-2009
Alfred Franklin AppleLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC04-14-2009
Donna Marie SabbWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-17-2009
Norman Gerald BloomSpire Securities, LLCUBS Financial Services Inc.04-17-2009
Francis Alexander Sciecinski Jr.LPL Financial LLCRaymond James & Associates, Inc.04-17-2009
Eric John DochertyCitizens Securities, Inc.PNC Investments04-20-2009
Lauren Fairley NassauLPL Financial LLCAmeriprise Financial Services, Inc.$1004-21-2009
Jason M VavraVCM WealthCentury Securities Associates, Inc.04-21-2009
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Showing 126 to 150 of 4,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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