Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard Glenn Ammons Jr.Ameriprise Financial Services, Inc.Citigroup Global Markets Inc.$1005-08-2009
Clair L. HawkinsH Financial ManagementCetera Advisors LLC05-08-2009
William Grove Stewart IIIJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-11-2009
David Stuart PennJanney Montgomery Scott LLCLegg Mason Private Portfolio Group, LLC05-11-2009
Timothy Gregory KohlerSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Maryanne Delores MorrisseyJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-11-2009
Mark Steven DavisSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Paul Gaetano Giordano Jr.Securities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Daniel S LevinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1005-13-2009
Scot Burnham BrewerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Daniel Joseph PerrottiMid Atlantic Capital CorporationCitigroup Global Markets Inc.05-15-2009
Willard Neil CanumHD Vest Investment ServicesCetera Financial Specialists LLC05-15-2009
Richard Kenyon Cobb Jr.Cresap, Inc.UBS Financial Services Inc.05-15-2009
Eric Jason McMahonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
David Earl SmithEdward JonesCitigroup Global Markets Inc.05-15-2009
Mark Anthony PalmerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Daniel Joseph Perrotti Jr.Mid Atlantic Capital CorporationCitigroup Global Markets Inc.05-15-2009
Stephen S KrajnakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
William John MastalskiJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-20-2009
William Franklin PolitesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-21-2009
Daniel Mark BensterJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC05-22-2009
Steven Keith ManleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-27-2009
Scott Lang LinvilleLPL Financial LLCJanney Montgomery Scott LLC05-27-2009
Mark Jeffrey FreilichLPL Financial LLCCitigroup Global Markets Inc.05-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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