Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Edmund FertigPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Robert James YelenovskyPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
William Thomas Spence Sr.Private Client Services, LLCLPL Financial LLC$2508-02-2018
Joshua William ColemanVesta Advisors LLCSpearhead Capital Advisors, LLC08-01-2018
Arthur Joseph SmithLPL Financial LLCInvestment Professionals, Inc.07-30-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch07-27-2018
Davita Nicole PrayUSA Financial Securities CorporationThrive Capital Management, LLC07-27-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.$707-26-2018
Donald Arthur ScarazzoCambridge Investment Research, Inc.Signator Investors, Inc.07-24-2018
Joseph Thomas Cannon Jr.MerCap Securities LLCSecurian Financial Services, Inc.07-19-2018
Marcus Stephen SnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$5007-19-2018
Joseph Arthur DiorioBB&T Securities, LLCWells Fargo Clearing Services, LLC$10007-18-2018
Chelsea B RixnerCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$2507-13-2018
George Lincoln Wilks IIICitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2018
Derrik Jordan BrownEnhancing Capital LLCInfinex Investments, Inc.07-06-2018
Gary Eugene AltLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Melissa Jane CrockettTrustmont Financial Group, Inc.Kovack Securities Inc.$2507-06-2018
James Jay SenderlingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-05-2018
John Paul Robbie IIIRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23407-05-2018
Alexander B. SchwartzAllstate Financial Services, LLCPark Avenue Securities LLC07-03-2018
Andrew Harvey SchallPruco Securities, LLC.Cambridge Investment Research, Inc.$2407-03-2018
Caitlin Nmn CullyAspire Wealth ArchitectsWealthcare Capital Management LLC06-30-2018
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Showing 226 to 250 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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