Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew F. RomanPackerland Brokerage Services, Inc.G. A. Repple & Company01-02-2020
Shawn Diana HaysCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.01-02-2020
Jonathan Dean LappLincoln Douglas Investments, LLCNationwide Securities, LLC$1001-02-2020
Jason Eugene SechlerLincoln Douglas Investments, LLCNationwide Securities, LLC01-02-2020
Joseph Gerard CampisiSecurities America, Inc.H. Beck, Inc.$5012-24-2019
Jeffrey Austin GottfriedWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-24-2019
David A. BachaJ.P. Morgan Securities LLCThe Huntington Investment Company12-23-2019
Gina Marie Bert-ZattoKey Investment Services LLCCitizens Securities, Inc.12-20-2019
Ryan Harrington GroveHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC12-20-2019
James Anthony Bartow Jr.United Planners' Financial Services of America A Limited PartnerLPL Financial LLC$1012-20-2019
Craig Pyott ConstableCitizens Securities, Inc.Allstate Financial Services, LLC12-19-2019
Lee Benjamin RichlinFidelity Brokerage Services LLCVanguard Marketing Corporation12-19-2019
Kenneth Richard Gula Sr.Securities America, Inc.BestVest Investments, Ltd.12-19-2019
Dilun WuHSBC Securities (USA) Inc.NYLIFE Securities LLC12-18-2019
Ramy Raafat IskandarJ.P. Morgan Securities LLCSantander Securities LLC12-17-2019
Nathan Bradley KappPruco Securities, LLC.Thrivent Investment Management Inc.12-17-2019
Jesse TaylorCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-16-2019
John Paul PocceschiOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Andrew Justin HessPruco Securities, LLC.Ameriprise Financial Services, LLC12-13-2019
Harry Richard NeidermyerLincoln Financial Advisors CorporationAvantax Investment Services, Inc.$1012-12-2019
Emmanuel Ngozi IkeQuantum Financial Advisors IncAvantax Investment Services, Inc.12-12-2019
Steven Greg TrojanovPruco Securities, LLC.Allstate Financial Services, LLC12-10-2019
Bernard HeiglJ.P. Morgan Securities LLCPNC Investments12-09-2019
Earl Arthur Clairmont Jr.LPL Financial LLCRoyal Alliance Associates, Inc.12-09-2019
John Albert PacielloLPL Financial LLCRoyal Alliance Associates, Inc.12-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.