Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Edmund FertigPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Robert James YelenovskyPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
William Thomas Spence Sr.Private Client Services, LLCLPL Financial LLC$2508-02-2018
Joshua William ColemanVesta Advisors LLCSpearhead Capital Advisors, LLC08-01-2018
Arthur Joseph SmithLPL Financial LLCInvestment Professionals, Inc.07-30-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch07-27-2018
Davita Nicole PrayUSA Financial Securities CorporationThrive Capital Management, LLC07-27-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.$707-26-2018
Donald Arthur ScarazzoCambridge Investment Research, Inc.Signator Investors, Inc.07-24-2018
Joseph Thomas Cannon Jr.MerCap Securities LLCSecurian Financial Services, Inc.07-19-2018
Marcus Stephen SnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$5007-19-2018
Joseph Arthur DiorioBB&T Securities, LLCWells Fargo Clearing Services, LLC$10007-18-2018
Chelsea B RixnerCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$2507-13-2018
George Lincoln Wilks IIICitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2018
Derrik Jordan BrownEnhancing Capital LLCInfinex Investments, Inc.07-06-2018
Gary Eugene AltLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Melissa Jane CrockettTrustmont Financial Group, Inc.Kovack Securities Inc.$2507-06-2018
James Jay SenderlingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-05-2018
John Paul Robbie IIIRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23407-05-2018
Alexander B. SchwartzAllstate Financial Services, LLCPark Avenue Securities LLC07-03-2018
Andrew Harvey SchallPruco Securities, LLC.Cambridge Investment Research, Inc.$2407-03-2018
Caitlin Nmn CullyAspire Wealth ArchitectsWealthcare Capital Management LLC06-30-2018
« Previous PageNext Page »

Showing 226 to 250 of 5,377 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.