Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian David LesserThe Huntington Investment CompanyThe O.N. Equity Sales Company06-27-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Christopher ManciLPL FinancialNationwide Securities$10006-26-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Frank Kenneth GrabuskiCambridge Investment Research, Inc.The Wharton Advisory Group, LLC$25006-22-2018
Joyce Musson ZavresaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-22-2018
Kent D KeithAmeriprise Financial Services, Inc.Morgan Stanley$106-22-2018
Robert Matthew DepalmaRaymond James Financial Services, Inc.Patrick Capital Markets, LLC06-20-2018
Wendy De Marco MasseMorgan StanleyNeuberger Berman LLC06-18-2018
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$5006-15-2018
John Eli FrickCoastal Equities, Inc.Raymond James Financial Services, Inc.06-14-2018
Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen ZelenkaJanney Montgomery ScottStifel Nicolaus & Co.$40006-14-2018
Kathleen Maria ZelenkaJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$25006-13-2018
Kevin Michael KeaneJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$5006-13-2018
Timothy Patrick GormleyJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$10006-13-2018
James Gerard WilliamsPlanMember Securities CorporationThe Investment Center, Inc.$1006-12-2018
Ignacio Alberto BartolomeiPNC InvestmentsWells Fargo Clearing Services, LLC06-04-2018
Matthew Boyd WarntzCUSO Financial Services, L.P.Nationwide Securities, LLC$2506-04-2018
Patrick Joseph Hoffman Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedLegg Mason Investor Services, LLC06-04-2018
Robert Benjamin SeidenTriad Advisors LLCGreat Valley Advisor Group, Inc.$106-04-2018
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC$106-04-2018
Phong Tan TruongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-01-2018
George Lawrence Mcreynolds Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2705-31-2018
Tyler Richard BeckRaymond James Financial Services, Inc.Ameritas Investment Corp.05-31-2018
Barbara Ann GrossBarbara Ann Gross Financial AdvisorPenn Guardian Investment Counsel, LLC05-30-2018
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Showing 251 to 275 of 5,372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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