Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC$106-04-2018
Phong Tan TruongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-01-2018
George Lawrence Mcreynolds Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2705-31-2018
Tyler Richard BeckRaymond James Financial Services, Inc.Ameritas Investment Corp.05-31-2018
Barbara Ann GrossBarbara Ann Gross Financial AdvisorPenn Guardian Investment Counsel, LLC05-30-2018
Jacob Richard PriceCetera Investment Services LLCInfinex Investments, Inc.$10005-23-2018
Stefan Foster StrifflerCapital AnalystsSignator Investors, Inc.05-23-2018
Leo M. Connors, Leo M. Connors Jr.Janney Montgomery ScottBank of America Merrill Lynch$13305-23-2018
Curtis C. Randle El IIINewbridge Securities CorporationInternational Assets Advisory, LLC05-22-2018
Jason Robert MathisCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1005-22-2018
Brian Andrew SweeneyCantella & Co., Inc.Foreside Fund Services, LLC05-18-2018
Brian Scott FisherCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5005-18-2018
Michael Ryan MillerFortune Financial Services, Inc.Wheatland Advisors Inc$5005-18-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Matthew R AkersLPL Financial LLCCUNA Brokerage Services, Inc.05-16-2018
Ian Philip GordonLPL Financial LLCFSC Securities Corporation$905-10-2018
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Jason Luis RodriguezWells Fargo Clearing Services, LLCGoldman Sachs & Co.05-08-2018
Howard Roger Miller Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
Benjamin Todd AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$105-03-2018
Michael MageeAXA Advisors, LLCVALIC Financial Advisors, Inc.05-03-2018
Michael David EardleyCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$2504-30-2018
Matthew Justin MichelCoastal Equities, Inc.Griffin Financial Group, LLC04-26-2018
Patrick Francis ClarkNeshaminy Creek AdvisorsKestra Investment Services, LLC04-26-2018
Dennis Charles Morton Jr.Morton Brown Family Wealth LLCCorbenic Partners, LLC04-25-2018
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Showing 276 to 300 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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