Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Marie BrownMorton Brown Family Wealth LLCCorbenic Partners, LLC04-24-2018
Kevin Richard MessettLPL Financial LLCNationwide Securities, LLC04-24-2018
Jonah Thomas MooneyCitizens Securities, Inc.Key Investment Services LLC04-23-2018
Louis Phillip PettinatoLPL Financial LLCNationwide Securities, LLC$104-23-2018
Steven James GallowayLPL Financial LLCNationwide Securities, LLC04-23-2018
Taylor Ranker, Sonya RankerKestra FinancialRoyal Alliance$42004-23-2018
Edward Victor FranceLPL Financial LLCMorgan Stanley$2504-20-2018
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Peter ScudnerStifel Nicolaus & Co.Janney Montgomery Scott$29804-18-2018
CORY SCOTT MEYERGDM ADVISORY GROUP LTDPNC Investments04-18-2018
Jevan Junior MadeiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation04-18-2018
John Howard MurrayVoya Financial Advisors, Inc.GWN Securities Inc.04-18-2018
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Sean Patrick LoreCitizens Securities, Inc.PNC Investments$104-18-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.$104-17-2018
Gary Stuart HessBaldwin Investment Management, LLCRKM Advisors Inc04-17-2018
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
Terry Maureen GunningLPL Financial LLCEdward Jones04-16-2018
Nicholas Wayne HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
David Joseph Hill Jr.Legacy Advisors, LLCMiller Investment Management, LP04-12-2018
William Howard MillerGibraltar Wealth Management, LLCKRPG Advisors, LLC04-10-2018
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Colin Drew WetzelMorgan StanleyStifel, Nicolaus & Company, Incorporated$5004-04-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Ryan Allen MillerRaymond James Financial Services, Inc.Edward Jones$704-02-2018
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Showing 301 to 325 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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