Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Todd MurrLPL Financial LLCCitizens Securities, Inc.11-12-2019
Lindsay Rae GriesemerLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-12-2019
William Bothfeld TracyPrivate Client Services, LLCUSI Securities, Inc.11-12-2019
Matthew James RenckBoenning & Scattergood, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Jeffrey Clair MyersFidelity Brokerage Services LLCAmeriprise Financial Services, LLC11-08-2019
Jasmin Joi O'NealMML Investors Services, LLCPruco Securities, LLC.11-08-2019
Daniel R GasterCetera Investment Services LLCKey Investment Services LLC11-07-2019
John Ryan BoscarelliCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5011-07-2019
Mary Ann LazzaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC11-07-2019
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
Michael Charles MarinoRBC Capital Markets, LLCTIAA-CREF Individual & Institutional Services, LLC11-07-2019
Thomas William AutoreFortune Financial Services, Inc.Investacorp, Inc.11-06-2019
Loren Simpson KaganNorthwestern Mutual Investment Services, LLCParkland Securities, LLC11-06-2019
Jonathan Randall VernacchioPNC InvestmentsLPL Financial LLC11-05-2019
Lawrence James Hubert Jr.Trustmont Financial Group, Inc.Cambridge Investment Research, Inc.$10011-05-2019
Michael S. MorisseauJ.P. Morgan Securities LLCCitizens Securities, Inc.11-04-2019
Christopher J. GatschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2019
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2011-04-2019
Ashley Marie FrazierJ.P. Morgan Securities LLCCitizens Securities, Inc.11-01-2019
Michael J. KernH. Beck, Inc.Cetera Advisor Networks LLC11-01-2019
Glenn Brian CohenCommonwealth Financial NetworkAvantax Investment Services, Inc.$2511-01-2019
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Patrick R. BarryCambridge Investment Research, Inc.Waddell & Reed11-01-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
Chad I. AkselradWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.