Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Samuel JohnsonEXG Nexus Solutions LLCPrincipal Securities, Inc.03-26-2018
Teyonna S HarrisCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$103-26-2018
Todd Anthony EshLPL Financial LLCPark Avenue Securities LLC$1003-26-2018
Anthony Paul AgentowiczVoya Financial Advisors, Inc.Horace Mann Investors, Inc.$103-23-2018
James Spencer CurranAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.03-23-2018
Douglas Stephen GarbanSigma Financial CorporationRegulus Advisors, LLC03-22-2018
Christopher Michael CarrilloFortune Financial Services, Inc.Signator Investors, Inc.03-19-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Guillermo Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
Kristina Michelle RunzerOnRoute FinancialPurshe Kaplan Sterling Investments03-15-2018
Patrick Joseph CarberryAXA Advisors, LLCNYLIFE Securities LLC03-15-2018
Glenn Joseph EckstutThe O.N. Equity Sales CompanyInnova Wealth Partners, LLC03-14-2018
Kathleen Patricia CicchinoWells Fargo Clearing Services, LLCPFS Investments Inc.03-13-2018
Ashley Nell HulesLPL Financial LLCPruco Securities, LLC.03-12-2018
David M GarresPruco Securities, LLC.Northwest Advisors, Inc.03-09-2018
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
John Taylor Walker IIIAndrew Garrett Inc.Citizens Securities, Inc.$15003-08-2018
Jerad Ryan RosendahlLPL Financial LLCInfinex Investments, Inc.03-06-2018
E'Lea CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-05-2018
John Ashby DanielsRaymond James Financial Services, Inc.First Command Financial Planning, Inc.$15003-05-2018
John Kelly SchaeferThe Huntington Investment CompanyPNC Investments$10003-05-2018
Michael Paul CzajkaMalvern Capital ManagementSymons Capital Management Inc03-05-2018
Joseph Gerard DoughertyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Howard Jay SheckmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1303-01-2018
Eric William LoughnaneProspera Financial Services, Inc.Purshe Kaplan Sterling Investments02-28-2018
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Showing 326 to 350 of 5,372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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