Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn D McdonaldWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-01-2019
Edward Cornelius Keenan IVJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
Mitchell Tyler HulyoInfinex Investments, Inc.Santander Securities LLC10-31-2019
Steven Edward HackerEquity Services, Inc.LPL Financial LLC10-31-2019
Kevin Patrick Lake Jr.MML Investors Services, LLCNYLIFE Securities LLC10-31-2019
Jonathan Craig BrandlMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
James Martin KaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Nicholas J. SauterGWFS Equities, Inc.Vanguard Marketing Corporation10-29-2019
Robert Paul Hanlon Jr.The Mather Group, LLCRPH Financial Services, Inc.10-29-2019
Jennifer OharaThe Mather Group, LLCRPH Financial Services, Inc.10-29-2019
Kevin LindnerLPL Financial LLCCitizens Securities, Inc.10-28-2019
Jonathan MasterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Savanna Raye YoungInfinex Investments, Inc.Santander Securities LLC10-25-2019
Scott Donald SeymourCommonwealth Financial NetworkCetera Advisor Networks LLC10-25-2019
Neil Gerson SchmerlingAvantax Investment Services, Inc.Schmerling Financial Group, LLC$2510-25-2019
Joseph Mordechai SchmerlingAvantax Investment Services, Inc.Schmerling Financial Group, LLC10-25-2019
Kyle Kieron Lingg TierneyGoldman Sachs & Co.Vanguard Marketing Corporation10-25-2019
Mark Ailer McMahonIndependence Square Holdings, LLCPrivate Advisor Group, LLC$10010-25-2019
Eric Justin LongIndependence Square Holdings, LLCPrivate Advisor Group, LLC10-25-2019
Brenton Friden StranskyIndependence Square Holdings, LLCPrivate Advisor Group, LLC$5010-25-2019
John Michael RuggeroE*TRADE Securities LLCCitizens Securities, Inc.10-24-2019
David Bret RobbinsBestVest Investments, Ltd.Cambridge Investment Research, Inc.10-24-2019
Seth David ThompsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2019
Jeannette M ColesWells Fargo Clearing Services, LLCSantander Securities LLC10-24-2019
Zachary Tyler GoodwinSantander Securities LLCAXA Advisors, LLC10-23-2019
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Showing 326 to 350 of 7,337 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.