Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kelly SchaeferThe Huntington Investment CompanyPNC Investments$10003-05-2018
Michael Paul CzajkaMalvern Capital ManagementSymons Capital Management Inc03-05-2018
Joseph Gerard DoughertyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Howard Jay SheckmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1303-01-2018
Eric William LoughnaneProspera Financial Services, Inc.Purshe Kaplan Sterling Investments02-28-2018
Stephen Dennis GephartEquity Services, Inc.Northwestern Mutual Investment Services, LLC02-27-2018
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Dalton Lee BuddingtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC$602-23-2018
Frank John AmbrosiaHarvest Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$25602-23-2018
Gene WardoInvestacorp, Inc.LPL Financial LLC02-23-2018
Roberto Alvarez AlonsoSantander Securities LLCNYLIFE Securities LLC02-23-2018
Thomas David KimmettWells Fargo Clearing Services, LLCEdward Jones$5002-23-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
Gary Paul LuxSilver Oak Securities, IncorporatedLincoln Financial Securities Corporation$5002-20-2018
Matthew G GeerCambridge Investment Research, Inc.LPL Financial LLC$2502-20-2018
Michael SilvermanStifel Nicolaus & Co.Oppenheimer$10002-16-2018
Harvey M SamachsonDynamic Wealth AdvisorsWells Fargo Clearing Services, LLC02-16-2018
Nicole Elizabeth SennettRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-16-2018
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Patrick Stephen MullenPNC InvestmentsKey Investment Services LLC02-15-2018
James Henry ClarkLPL Financial LLCSII Investments, Inc.$5002-14-2018
Jason Wayne ForsytheWealthcare Advisory Partners LLCLPL Financial LLC02-13-2018
Thomas Avery SkelleyWealthcare Advisory Partners LLCLPL Financial LLC02-09-2018
Kevin Ralph CfpWealthcare Advisory Partners LLCLPL Financial LLC02-08-2018
Kevin Patrick JanusAmeritas Investment Corp.MML Investors Services, LLC02-08-2018
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Showing 351 to 375 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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