Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Annette Marie HubbertUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-14-2019
Jeremy Seth RosenNationwide Planning Associates Inc.BFC Planning, Inc.11-14-2019
Joseph VeaseyCitizens Securities, Inc.MML Investors Services, LLC11-13-2019
Patrick Joseph Hoffman Sr.Vanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
James Antony ClaryLincoln Financial Advisors CorporationEquity Services, Inc.11-13-2019
Roy Daniel HottelState Farm VP Management Corp.CUNA Brokerage Services, Inc.11-13-2019
Craig Francis GrenciCitizens Securities, Inc.LPL Financial LLC11-12-2019
Roland Ernest Stewart Jr.CUSO Financial Services, L.P.VALIC Financial Advisors, Inc.11-12-2019
Eric Todd MurrLPL Financial LLCCitizens Securities, Inc.11-12-2019
Lindsay Rae GriesemerLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-12-2019
William Bothfeld TracyPrivate Client Services, LLCUSI Securities, Inc.11-12-2019
Matthew James RenckBoenning & Scattergood, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Jeffrey Clair MyersFidelity Brokerage Services LLCAmeriprise Financial Services, LLC11-08-2019
Jasmin Joi O'NealMML Investors Services, LLCPruco Securities, LLC.11-08-2019
Daniel R GasterCetera Investment Services LLCKey Investment Services LLC11-07-2019
John Ryan BoscarelliCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5011-07-2019
Mary Ann LazzaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC11-07-2019
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
Michael Charles MarinoRBC Capital Markets, LLCTIAA-CREF Individual & Institutional Services, LLC11-07-2019
Thomas William AutoreFortune Financial Services, Inc.Investacorp, Inc.11-06-2019
Loren Simpson KaganNorthwestern Mutual Investment Services, LLCParkland Securities, LLC11-06-2019
Jonathan Randall VernacchioPNC InvestmentsLPL Financial LLC11-05-2019
Lawrence James Hubert Jr.Trustmont Financial Group, Inc.Cambridge Investment Research, Inc.$10011-05-2019
Michael S. MorisseauJ.P. Morgan Securities LLCCitizens Securities, Inc.11-04-2019
Christopher J. GatschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.