Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2011-04-2019
Ashley Marie FrazierJ.P. Morgan Securities LLCCitizens Securities, Inc.11-01-2019
Michael J. KernH. Beck, Inc.Cetera Advisor Networks LLC11-01-2019
Glenn Brian CohenCommonwealth Financial NetworkAvantax Investment Services, Inc.$2511-01-2019
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Patrick R. BarryCambridge Investment Research, Inc.Waddell & Reed11-01-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
Chad I. AkselradWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-01-2019
Shawn D McdonaldWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-01-2019
Edward Cornelius Keenan IVJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
Mitchell Tyler HulyoInfinex Investments, Inc.Santander Securities LLC10-31-2019
Steven Edward HackerEquity Services, Inc.LPL Financial LLC10-31-2019
Kevin Patrick Lake Jr.MML Investors Services, LLCNYLIFE Securities LLC10-31-2019
Jonathan Craig BrandlMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
James Martin KaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Nicholas J. SauterGWFS Equities, Inc.Vanguard Marketing Corporation10-29-2019
Robert Paul Hanlon Jr.The Mather Group, LLCRPH Financial Services, Inc.10-29-2019
Jennifer OharaThe Mather Group, LLCRPH Financial Services, Inc.10-29-2019
Kevin LindnerLPL Financial LLCCitizens Securities, Inc.10-28-2019
Jonathan MasterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Savanna Raye YoungInfinex Investments, Inc.Santander Securities LLC10-25-2019
Scott Donald SeymourCommonwealth Financial NetworkCetera Advisor Networks LLC10-25-2019
Neil Gerson SchmerlingAvantax Investment Services, Inc.Schmerling Financial Group, LLC$2510-25-2019
Joseph Mordechai SchmerlingAvantax Investment Services, Inc.Schmerling Financial Group, LLC10-25-2019
Kyle Kieron Lingg TierneyGoldman Sachs & Co.Vanguard Marketing Corporation10-25-2019
« Previous PageNext Page »

Showing 376 to 400 of 7,395 entries

Page 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.