Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas David KimmettWells Fargo Clearing Services, LLCEdward Jones$5002-23-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
Gary Paul LuxSilver Oak Securities, IncorporatedLincoln Financial Securities Corporation$5002-20-2018
Matthew G GeerCambridge Investment Research, Inc.LPL Financial LLC$2502-20-2018
Michael SilvermanStifel Nicolaus & Co.Oppenheimer$10002-16-2018
Harvey M SamachsonDynamic Wealth AdvisorsWells Fargo Clearing Services, LLC02-16-2018
Nicole Elizabeth SennettRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-16-2018
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Patrick Stephen MullenPNC InvestmentsKey Investment Services LLC02-15-2018
James Henry ClarkLPL Financial LLCSII Investments, Inc.$5002-14-2018
Jason Wayne ForsytheWealthcare Advisory Partners LLCLPL Financial LLC02-13-2018
Thomas Avery SkelleyWealthcare Advisory Partners LLCLPL Financial LLC02-09-2018
Kevin Ralph CfpWealthcare Advisory Partners LLCLPL Financial LLC02-08-2018
Kevin Patrick JanusAmeritas Investment Corp.MML Investors Services, LLC02-08-2018
Gary O HunterCetera Financial Specialists LLCHD Vest Investment Services02-07-2018
Joshua Glenn RothbardWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Kristina Marie GroffProEquities, Inc.RBC Capital Markets, LLC02-07-2018
Travis Karabin BoyerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Tanner Lynn BranamVALIC Financial Advisors, Inc.Infinex Investments, Inc.02-06-2018
Robert S RollandJacobi Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Stephen Ray LewisCambridge Investment Research, Inc.Stifel, Nicolaus & Company, Incorporated$5002-02-2018
Alissa Marie ShawlSchneider Downs Wealth Management Advisors, LPOakmont Capital Management, LLC02-01-2018
Joseph Robert HerronCUSO Financial Services, L.P.Capital Analysts$2502-01-2018
Marcus Stephen SnowPNC InvestmentsWells Fargo Clearing Services, LLC02-01-2018
Robert Thomas Smalanskas Jr.PNC InvestmentsWaddell & Reed02-01-2018
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Showing 376 to 400 of 5,391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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