Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Ailer McMahonIndependence Square Holdings, LLCPrivate Advisor Group, LLC$10010-25-2019
Eric Justin LongIndependence Square Holdings, LLCPrivate Advisor Group, LLC10-25-2019
Brenton Friden StranskyIndependence Square Holdings, LLCPrivate Advisor Group, LLC$5010-25-2019
John Michael RuggeroE*TRADE Securities LLCCitizens Securities, Inc.10-24-2019
David Bret RobbinsBestVest Investments, Ltd.Cambridge Investment Research, Inc.10-24-2019
Seth David ThompsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2019
Jeannette M ColesWells Fargo Clearing Services, LLCSantander Securities LLC10-24-2019
Zachary Tyler GoodwinSantander Securities LLCAXA Advisors, LLC10-23-2019
David Samuel LockmanMid Atlantic Financial Management, Inc.The Huntington Investment Company10-23-2019
Alex Silvestro IIIMML Investors Services, LLCPruco Securities, LLC.10-23-2019
Darren Patrick TullInfinex Investments, Inc.Santander Securities LLC10-22-2019
Jacob M SearsInfinex Investments, Inc.Santander Securities LLC10-22-2019
Christopher Benjamin ConradPNC InvestmentsEdward Jones10-22-2019
Marianne Jolene GularMutual Advisors, LLCPFS Investments Inc.10-22-2019
Charles Mitchell FrylingFidelity Brokerage Services LLCMallard Advisors10-21-2019
Jarrod Frazier JrJ.P. Morgan Securities LLCCitizens Securities, Inc.10-17-2019
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
David Benjamin BiggerLPL Financial LLCCitizens Securities, Inc.10-17-2019
Frank Xiaohuan FangSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC10-17-2019
Vinh Quang TranNorthwestern Mutual Investment Services, LLCLincoln Financial Distributors, Inc.10-17-2019
Joshua Samuel HeidenNelson, Van Denburg & Campbell Wealth Management Group, LLCUSAA Investment Management Company10-16-2019
Gary Mark Barnes JrLPL Financial LLCNYLIFE Securities LLC10-15-2019
Robert Kenneth Richards IIICadaret, Grant & Co., Inc.Securian Financial Services, Inc.10-15-2019
Ronald Victor PanichelleMutual Securities, Inc.Nationwide Securities, LLC10-15-2019
Jonathan Lee RitterValley National Investments, Inc.Commonwealth Financial Network10-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.