Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Allen Beachley IILPL Financial LLCNationwide Securities, LLC$4801-30-2018
Patrick M Chandler Jr.Santander Securities LLCPFS Investments Inc.01-30-2018
Robert Todd ValleauMerCap Securities LLCHornor, Townsend & Kent, LLC01-30-2018
Brian Glenn ZuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-26-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Schimri YoyoSecurian Financial Services, Inc.Foresters Financial Services, Inc.01-24-2018
Lori Ann BiddleFarmers Financial Solutions, LLCNationwide Securities, LLC01-22-2018
Mark Anthony VuonoRaymond James Financial Services, Inc.Park Avenue Securities LLC01-22-2018
Joshua John WeiskopfSignator Investors, Inc.Securian Financial Services, Inc.01-19-2018
Matthew William NorwoodCapital AnalystsVanguard Marketing Corporation01-19-2018
Robert Thomas DonnellyQuestar Capital CorporationProEquities, Inc.01-19-2018
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Adam Brian AmornPremier Prosperity Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Marilyn BurstinGWN Securities Inc.H. Beck, Inc.$2501-17-2018
David Jason GarberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5001-16-2018
Jason Ray WeberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$3901-16-2018
Lucy Ann Marie SowersSantander Securities LLCCitizens Securities, Inc.$15001-16-2018
Nicholas Thomas PoulosCetera Investment Services LLCSorrento Pacific Financial, LLC$5001-16-2018
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Jeffrey Joseph GeibelEdward JonesWoodmen Financial Services, Inc.01-12-2018
Robert C LinkOppenheimer & Co. Inc.Morgan Stanley$10001-12-2018
Zachary Gregg StanopiewiczEdward JonesPNC Investments01-12-2018
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
John Christopher BartonBetter Bucks AdvisoryPFS Investments Inc.01-11-2018
Frank Matthew Wolf IVSecurities Management & Research, Inc.Century Securities Associates, Inc.$101-09-2018
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Showing 401 to 425 of 5,391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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