Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew S. LawrenceWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-15-2019
Marvin Jose RosarioWells Fargo Clearing Services, LLCPFS Investments Inc.10-15-2019
Mary Elizabeth McClennen-GlicaLPL Financial LLCVoya Financial Advisors, Inc.10-14-2019
Jude Ryan McDonoughAlliance Wealth Advisors, LLCLPL Financial LLC$5010-13-2019
Christopher A. DulovichWaddell & ReedPNC Investments10-11-2019
Steven Patrick VisniskiNYLIFE Securities LLCAvantax Investment Services, Inc.10-11-2019
Yelena PiersonFarmers Financial Solutions, LLCPFS Investments Inc.10-11-2019
Stephen Robert SharkeyVoya Financial Advisors, Inc.Nationwide Securities, LLC10-10-2019
Joseph Vincent Hosack Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
John M EatonNelson, Van Denburg & Campbell Wealth Management Group, LLCCypress Wealth Advisors, LLC10-10-2019
Keri Elizabeth BlakeWealthcare Advisory Partners LLCEdward Jones$1010-10-2019
Daniel Charles GrayHornor, Townsend & Kent, LLCMoney Concepts Capital Corp$1410-09-2019
Matthew William MissimerAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC$1010-09-2019
Matthew John FoxCetera Advisor Networks LLCLPL Financial LLC10-09-2019
Jared D. DykesCetera Advisor Networks LLCGladstone Wealth Group10-09-2019
Mitchell L. WoodsAXA Advisors, LLCEdward Jones10-07-2019
Brendan Andrew NosovitchCAPTRUSTMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2019
Robert William BurnhamCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Terence Patrick McNicholCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Scott Brandon CrowleyCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Debra Grewell PerryInvicta Capital LLCProEquities, Inc.10-04-2019
George Anthony FrancisThe Huntington Investment CompanyPNC Investments10-03-2019
John BattistaCitizens Securities, Inc.Morgan Stanley10-03-2019
Theda Helene JacksonVanguard Marketing CorporationCapital One Advisors, LLC10-03-2019
Nathan Randolph BaileyAmeriprise Financial Services, LLCCitizens Securities, Inc.10-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.