Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Crossland Queen Jr.Ameriprise Financial Services, Inc.Transamerica Capital, Inc.07-20-2018
Marcus Stephen SnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$5007-19-2018
Joseph Thomas Cannon Jr.MerCap Securities LLCSecurian Financial Services, Inc.07-19-2018
Joseph Arthur DiorioBB&T Securities, LLCWells Fargo Clearing Services, LLC$10007-18-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$1,00007-13-2018
Ryan R. NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$10007-13-2018
Melissa Jane CrockettTrustmont Financial Group, Inc.Kovack Securities Inc.$2507-06-2018
Derrik Jordan BrownEnhancing Capital LLCInfinex Investments, Inc.07-06-2018
John Paul Robbie IIIRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23407-05-2018
James Jay SenderlingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-05-2018
Andrew Harvey SchallPruco Securities, LLC.Cambridge Investment Research, Inc.$2407-03-2018
Steven Jay PerlmanWealthcare Advisory Partners LLCMML Investors Services, LLC07-02-2018
Caitlin CullyAspire Wealth ArchitectsWealthcare Capital Management LLC06-30-2018
Craig A. MooreCambridge Investment Research, Inc.PNC Investments$1706-29-2018
Richard Paul BaurLPL Financial LLCWaddell & Reed06-29-2018
Elizabeth Rose BarkerEdward JonesRBC Capital Markets, LLC$3806-28-2018
Ramy Raafat IskandarSantander Securities LLCPNC Investments06-28-2018
Brian David LesserThe Huntington Investment CompanyThe O.N. Equity Sales Company06-27-2018
Christopher ManciLPL Financial LLCNationwide Securities$10006-26-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Jessica Lynn UleryAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-25-2018
Kelly Ann BinkowskiCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2018
Anthony Shia VargoThe Coury FirmCoury Investment Advisors, Inc.06-23-2018
Frank Kenneth GrabuskiCambridge Investment Research, Inc.The Wharton Advisory Group, LLC$25006-22-2018
Douglas Scott BrinkerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
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Showing 426 to 450 of 4,009 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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