Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo James Mcmanus IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$112-14-2017
ROBERT YOCKINLincoln Financial Advisors CorporationPruco Securities, LLC.12-14-2017
Gary Mark Barnes Jr.NYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
James Christian KaiserGood Life Advisors, LLCWaddell & Reed12-13-2017
James Joseph Hanning Jr.Cetera Financial Specialists LLCHD Vest Investment Services12-13-2017
Nicholas Curinga IIIGood Life Advisors, LLCWaddell & Reed12-13-2017
Peter David KellyBB&T INVESTMENT SERVICES, INC.Santander Securities LLC12-13-2017
Philip Thomas WebbGood Life Advisors, LLCWaddell & Reed12-13-2017
David Alex MastroWells Fargo Clearing Services, LLCKey Investment Services LLC12-12-2017
David Alexander RunyonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
James O'Connor ScottAXA Advisors, LLCNYLIFE Securities LLC12-12-2017
Pierre Rumenigay CheryWells Fargo Clearing Services, LLCScottrade, Inc.12-12-2017
Sonia A GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
J Douglas Douglas RivaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$112-08-2017
Ronald Gene GaillardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-07-2017
Seth Eli BittnerMerCap Securities LLCHornor, Townsend & Kent, LLC12-07-2017
Stephen Jay ZalesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10012-07-2017
Tracy Aaron ZulloBernardo Wealth Planning, LLCPlatinum Wealth Partners12-06-2017
James Warren BakerH. Beck, Inc.FSC Securities Corporation$1012-05-2017
Philip J Fiore IIIWells Fargo Clearing Services, LLCMML Investors Services, LLC12-05-2017
Robert Joseph Sullivan Jr.Wells Fargo Clearing Services, LLCCitizens Securities, Inc.12-05-2017
Arlene Merle NeffA. Neff Associates LLCPeter Elish Investments Securities12-04-2017
Glenn Thomas GrosekCitizens Securities, Inc.Pruco Securities, LLC.12-01-2017
Luke Christian PorterAPW Capital, Inc.AXA Advisors, LLC12-01-2017
Mark Leonard SilvesterCitizens Securities, Inc.Oppenheimer & Co. Inc.12-01-2017
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Showing 451 to 475 of 5,391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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