Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Paul FetterhoffCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-02-2020
Derek EvansPFS Investments Inc.PFS Investments Inc.04-02-2020
Jeffrey Allen WestCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-01-2020
James ZahakosLPL Financial LLCVoya Financial Advisors, Inc.03-31-2020
Cody R. DemmelMorton Brown Family Wealth LLCJanney Montgomery Scott LLC03-31-2020
Edward Joseph DorseyOppenheimer & Co. Inc.Legend Advisory, LLC03-30-2020
Isaac Douglas JonesOdyssey Capital Advisors Inc.Equity Services, Inc.03-27-2020
Barron Edward RendelWick Capital Partners, LLCTriad Advisors LLC$5003-27-2020
Daniel Joshua WeissSummit Financial Group IncVoya Financial Advisors, Inc.$2503-26-2020
Alec J. WeissSummit Financial Group IncVoya Financial Advisors, Inc.03-26-2020
Dante Ray Plutko Jr.Pruco Securities, LLC.Farmers Financial Solutions, LLC03-26-2020
Darren Ray KushtoLPL Financial LLCMML Investors Services, LLC03-25-2020
Kimberly Ann PenninePruco Securities, LLC.NYLIFE Securities LLC03-25-2020
Marissa Rae CrivelliAXA Advisors, LLCPruco Securities, LLC.03-25-2020
James Paul WymanRBC Capital Markets, LLCRBC Capital Markets, LLC$10003-23-2020
Thomas SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-20-2020
Douglas Scott JadisJ.P. Morgan Securities LLCGoldman Sachs & Co.03-18-2020
Craig Francis GrenciPNC InvestmentsCitizens Securities, Inc.03-18-2020
Mark Eugene JohnsenMML Investors Services, LLCNYLIFE Securities LLC03-18-2020
Thomas Paul Muldoon IIICetera Investment Services LLCPensionmark Securities, LLC03-17-2020
Annamarie TrateCentaurus Financial, Inc.J.W. Cole Financial, Inc.$2503-17-2020
Danny Jay Buesing Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
Ray C. MasseyCommonwealth Financial NetworkVanguard Marketing Corporation03-10-2020
Robert Mark SteinmanStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2503-10-2020
Alan ChenLincoln InvestmentVanguard Marketing Corporation03-09-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.