Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Leanne FordLifelong Retirement CorpWoodbury Financial Services, Inc.04-15-2019
Brian Matthew OsbornH. Beck, Inc.Summit Advisors, LLC$104-10-2019
Ronald Brian SnyderCadaret, Grant & Co., Inc.Securities America, Inc.$5004-10-2019
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Jaden R. VolchoffHornor, Townsend & Kent, LLCPark Avenue Securities LLC04-03-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Richard Paul HandCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2019
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Anthony A LorencAdvisory Group Equity Services Ltd.IBN Financial Services, Inc.$103-25-2019
Christopher James PfanstielHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC$2503-25-2019
Joyce A. LibbyHazlett, Burt & Watson, Inc.Financial Telesis Inc$2503-25-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.$103-22-2019
Brent Willis MaceSantander Securities LLCGlobal Atlantic Distributors, LLC03-20-2019
David Anthony GraverKestra Investment Services, LLCGlobal Retirement Partners LLC03-20-2019
Darryl John AdamsPlanMember Securities CorporationFortune Financial Services, Inc.$103-15-2019
Michael Anthony ScavulloPurshe Kaplan Sterling InvestmentsSummit Financial Group Inc03-15-2019
Cale P SmithHornor, Townsend & Kent, LLCMML Investors Services, LLC03-14-2019
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-14-2019
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
John M RuggeroCitizens Securities, Inc.Charles Schwab & Co., Inc.03-12-2019
John LanzettaSecurities AmericaQuestar Capital Corp.$17503-12-2019
Robert John MankoskiCitizens Securities, Inc.PNC Investments03-11-2019
Joseph Francis CurtinPrivate Client Services, LLCStifel, Nicolaus & Company, Incorporated$10003-08-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Mark Phillip MelilloStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-07-2019
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Showing 26 to 50 of 5,372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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