Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Daniel NeftDuke and Duke Wealth Management LLCRetirement Wealth Advisors, Inc.12-01-2017
Paul Stephan RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-01-2017
Rebekah Suzanne KigerPNC InvestmentsCitizens Securities, Inc.$2412-01-2017
Werner Huntley RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Mark Santia, Edmund FosterRBC Wealth ManagementUBS Financial Services$36611-30-2017
Brendan John McpoyleMerCap Securities LLCCoastal Equities, Inc.$5011-30-2017
Edmund David FosterRBC Capital Markets, LLCUBS Financial Services Inc.$15011-30-2017
Mark Floyd SantiaRBC Capital Markets, LLCUBS Financial Services Inc.$5011-30-2017
Peter Friedrich GaertnerMerCap Securities LLCCoastal Equities, Inc.11-30-2017
William Roy Cashman IIIWells Fargo Clearing Services, LLCPNC Investments$2511-30-2017
Anthony Strom PastorLPL Financial LLCNational Planning Corporation$711-29-2017
Aubrey Rose FigueiridoLPL Financial LLCNational Planning Corporation11-29-2017
Bernard Anthony OneillLPL Financial LLCNational Planning Corporation11-29-2017
Carolyn Marie ManeroLPL Financial LLCNational Planning Corporation11-29-2017
Charlene Ann LoganLPL Financial LLCNational Planning Corporation$111-29-2017
Diana Christine DuganLPL Financial LLCNational Planning Corporation$2511-29-2017
Donald Patrick SpeakmanLPL Financial LLCNational Planning Corporation$15011-29-2017
Eric Lee LandisLPL Financial LLCNational Planning Corporation$2711-29-2017
Gerald Scott CathellLPL Financial LLCNational Planning Corporation11-29-2017
Jillian Rae Homyak SnyderLPL Financial LLCNational Planning Corporation11-29-2017
Joseph Francis BrinkerLPL Financial LLCNational Planning Corporation11-29-2017
Joyce P HuttmanLPL Financial LLCNational Planning Corporation11-29-2017
Mark David KempLPL Financial LLCNational Planning Corporation$15011-29-2017
Mary Ann ReinoehlLPL Financial LLCNational Planning Corporation$5011-29-2017
Michael Alexander KaunitzLPL Financial LLCNational Planning Corporation11-29-2017
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Showing 476 to 500 of 5,391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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