Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaclyn D. ShumanCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Christine M. ScottCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Richard W LeetCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Yvonne Leslie ReitemeyerCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
William Demarest Johnston IIILincoln InvestmentAvantax Investment Services, Inc.10-01-2019
Bradley Randolph NewmanFort Pitt Capital Group, LLCROOF ADVISORY GROUP, INC.10-01-2019
Bryson Jeffrey RoofFort Pitt Capital Group, LLCROOF ADVISORY GROUP, INC.10-01-2019
James Mathew DouglasCambridge Investment Research, Inc.H. Beck, Inc.09-30-2019
Christopher F. DidonatoNorthwestern Mutual Investment Services, LLCVanguard Marketing Corporation09-30-2019
Christopher Samuel CortinaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Allan Jay Thompson Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2509-27-2019
Thomas James Varga Jr.LPL Financial LLCCadaret, Grant & Co., Inc.$5009-26-2019
Christopher Thomas VargaLPL Financial LLCCadaret, Grant & Co., Inc.09-26-2019
Mark Richard WeibelSecurities America, Inc.Citizens Securities, Inc.09-26-2019
Anthony Richard Romani IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Richard Alan FischlerAvantax Investment Services, Inc.Avantax Investment Services, Inc.09-25-2019
Shontae Diana TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-25-2019
Tara Anne RittlerCetera Investment Services LLCAmeriprise Financial Services, LLC09-24-2019
Peter Matthew HoffmanPruco Securities, LLC.NYLIFE Securities LLC09-24-2019
David Joseph NovickCambridge Investment Research, Inc.The Investment Center, Inc.09-23-2019
Mark Anthony Thomas TavernoMML Investors Services, LLCTD Ameritrade, Inc.09-23-2019
Shane Micheal RebertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-23-2019
Romana Maria PopewinyCetera Investment Services LLCForesters Financial Services, Inc.09-21-2019
Anna Faye SpartzJ.P. Morgan Securities LLCM&T Securities, Inc.09-20-2019
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
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Showing 476 to 500 of 7,395 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.