Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael D. EardleyCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$2504-30-2018
Michael Alan MooreAmeriprise Financial Services, Inc.Edward Jones$15004-27-2018
Patrick Francis ClarkNeshaminy Creek AdvisorsKestra Investment Services, LLC04-26-2018
Matthew Justin MichelCoastal Equities, Inc.Griffin Financial Group, LLC04-26-2018
Dennis Charles Morton Jr.Morton Brown Family Wealth LLCCorbenic Partners, LLC04-25-2018
Kevin Richard MessettLPL Financial LLCNationwide Securities, LLC04-24-2018
Kathryn Marie BrownMorton Brown Family Wealth LLCCorbenic Partners, LLC04-24-2018
Taylor Ranker, Sonya RankerKestra FinancialRoyal Alliance$42004-23-2018
Steven James GallowayLPL Financial LLCNationwide Securities, LLC04-23-2018
Louis Phillip PettinatoLPL Financial LLCNationwide Securities, LLC04-23-2018
Edward Victor FranceLPL Financial LLCMorgan Stanley$2504-20-2018
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Peter ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott$29804-18-2018
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Sean Patrick LoreCitizens Securities, Inc.PNC Investments04-18-2018
John Howard MurrayVoya Financial Advisors, Inc.GWN Securities Inc.04-18-2018
Jevan Junior MadeiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation04-18-2018
Gary Stuart HessBaldwin Investment Management, LLCRKM Advisors Inc04-17-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.04-17-2018
Terry Maureen GunningLPL Financial LLCEdward Jones04-16-2018
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
Phillip James EliasCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
David Joseph Hill Jr.Legacy Advisors, LLCMiller Investment Management, LP04-12-2018
William Howard MillerGibraltar Wealth Management, LLCKRPG Advisors, LLC04-10-2018
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Showing 501 to 525 of 4,009 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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