Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Howard MillerGibraltar Wealth Management, LLCKRPG Advisors, LLC04-10-2018
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Colin Drew WetzelMorgan StanleyStifel, Nicolaus & Company, Incorporated$5004-04-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Robert David BantleyNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Ryan Allen MillerRaymond James Financial Services, Inc.Edward Jones04-02-2018
James Lawrence OlsenMalvern Capital ManagementONESOURCE RETIREMENT ADVISORS, INC.04-02-2018
Jordan Jay KreinerKreiner Financial Wealth Management, Inc.Gradient Securities, LLC03-30-2018
Michael Sherwin GoldmanPruco Securities, LLC.MML Investors Services, LLC03-30-2018
Joseph Mark PetryAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated03-29-2018
Nicole SennettRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$21603-28-2018
Kevin Mark MeansSapient Investments LLCPrestige Wealth Management Group, LLC03-26-2018
Teyonna Sharone HarrisCitizens Securities, Inc.Wells Fargo Clearing Services, LLC03-26-2018
David Samuel JohnsonEXG Nexus Solutions LLCPrincipal Securities, Inc.03-26-2018
Robert Charles MacaulayWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00003-23-2018
Michael R SmithWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00003-23-2018
Anthony Paul AgentowiczVoya Financial Advisors, Inc.Horace Mann Investors, Inc.03-23-2018
Douglas Stephen GarbanSigma Financial CorporationRegulus Advisors, LLC03-22-2018
Duane YoungCitizens Securities, Inc.PNC Investments03-20-2018
Christopher CarrilloFortune Financial Services, Inc.Signator Investors, Inc.03-19-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Kristina Michelle RunzerOnRoute FinancialPurshe Kaplan Sterling Investments03-15-2018
Guillermo Rivera Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
Glenn Joseph EckstutThe O.N. Equity Sales CompanyInnova Wealth Partners, LLC03-14-2018
Kathleen P CicchinoWells Fargo Clearing Services, LLCPFS Investments Inc.03-13-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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