Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Ryan GarciaRaymond James Financial Services, Inc.PNC Investments$15003-07-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed$103-05-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.$103-05-2019
Matthew Wayne WilliamsM&T Securities, Inc.Santander Securities LLC03-04-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-01-2019
Joseph Ronald PadulaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Robert Timothy HigginsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-01-2019
Michael HassellJanney Montgomery ScottMerrill Lynch$14302-28-2019
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC02-28-2019
Michael Walter HassellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2019
David BarolSecurities America, Inc.Questar Capital Corporation$10002-22-2019
David Benjamin KaySecurities America, Inc.Questar Capital Corporation02-22-2019
William Earl Benner IIIAviator Financial, LLCWaddell & Reed02-22-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Mandie Josephine PetersLincoln InvestmentQuestar Capital Corporation02-15-2019
Jeffrey Lewis LandermanFortune Financial Services, Inc.Foresters Equity Services, Inc.$5002-14-2019
James Duane BishInfinex Investments, Inc.Key Investment Services LLC02-08-2019
Louis Montcalm DeeringCommonwealth Financial NetworkJanney Montgomery Scott LLC$5002-08-2019
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Gillian Marie MccarthyJH White Financial Services LLCSEI Investments Distribution Co.02-06-2019
John James OreillyIBN Financial Services, Inc.Royal Alliance Associates, Inc.$10002-06-2019
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
Stephen GirontaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00002-06-2019
« Previous PageNext Page »

Showing 51 to 75 of 5,372 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.