Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Lawrence Joseph AmentaCommonwealth Financial NetworkCUNA Brokerage Services, Inc.03-06-2020
James Robert GrenoCetera Advisor Networks LLCRaymond James Financial Services, Inc.03-06-2020
Sheryl Dawn OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Joseph Anthony RomanoskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5003-06-2020
Wade Howard HartzMorgan StanleySecurian Financial Services, Inc.03-06-2020
Eric Benjamin LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Robert Jason LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Carrie Elizabeth BowmanLPL Financial LLCCetera Advisor Networks LLC$5003-05-2020
James Mccall TatlowBarton Investment Management, LLCStifel, Nicolaus & Company, Incorporated03-05-2020
Steven Gerard WortmannInfinex Investments, Inc.J.P. Morgan Securities LLC03-04-2020
Akich Hasani WhiteSantander Securities LLCCitizens Securities, Inc.03-04-2020
Stacey CohenPruco Securities, LLC.Ameriprise Financial Services, LLC03-04-2020
Thomas Edward SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2503-03-2020
Shawn Richard SwartzCitizens Securities, Inc.Edward Jones$5003-02-2020
William Lawrence BushLPL Financial LLCBPU Investment Management Inc.$15003-02-2020
Mark Allen CerasoLPL Financial LLCBPU Investment Management Inc.$10003-02-2020
Michael Leon FetterolfLPL Financial LLCBPU Investment Management Inc.03-02-2020
Robert Joseph StandishLPL Financial LLCBPU Investment Management Inc.03-02-2020
Michael Theodore HaleyLPL Financial LLCBPU Investment Management Inc.$2503-02-2020
Edward Michael ClewellRaymond James Financial Services, Inc.Girard Investment Services, LLC$5003-02-2020
Ryan Patrick GrayCommonwealth Financial NetworkOppenheimer & Co. Inc.$5003-02-2020
James M. Lavelle IIIMML Investors Services, LLCNYLIFE Securities LLC03-02-2020
John Dewayne BakerWealth Enhancement Advisory Services, LLCBPU Investment Management Inc.$2503-02-2020
Anita Marie BuerkleWealth Enhancement Advisory Services, LLCBPU Investment Management Inc.03-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.