Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Gillian Marie MccarthyJH White Financial Services LLCSEI Investments Distribution Co.02-06-2019
John James OreillyIBN Financial Services, Inc.Royal Alliance Associates, Inc.$10002-06-2019
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
Stephen GirontaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00002-06-2019
Emerson Lee PaulProEquities, Inc.Cetera Financial Specialists LLC02-05-2019
Kevin GrantLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Christopher Bartley LundmarkAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-01-2019
Stanley Daniel StanekLincoln Financial Advisors CorporationMerCap Securities LLC02-01-2019
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.$101-31-2019
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC01-28-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$101-25-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Michael Peter MartinPNC InvestmentsVALIC Financial Advisors, Inc.01-23-2019
Kristen Joyce Edelman-WeinerSA Stone Wealth Management Inc.Thrivent Investment Management Inc.01-22-2019
Steven Ronald RossLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-22-2019
Dennis Richard MackleyHilltop Securities Independent Network Inc.Questar Capital Corporation$101-16-2019
Barry Lee WellerLincoln Financial Advisors CorporationQuestar Capital Corporation$101-15-2019
Carl Alan SchultzForefront Wealth ManagementWells Fargo Clearing Services, LLC01-12-2019
Brian Marc GoldmanSuccess Wealth Management, LLCForest Securities, Inc.01-11-2019
Gregory Scott RobinsonLincoln Financial Securities CorporationLincoln Investment$101-11-2019
Joseph Crawford PaulChapin, DavisCresap, Inc.$10001-09-2019
Kendra Elizabeth KlahrWells Fargo Clearing Services, LLCSantander Securities LLC01-09-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
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Showing 76 to 100 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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