Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desiree Ann ReilCordasco Financial Network, LLCVALIC Financial Advisors, Inc.12-07-2018
James William Buggy Jr.Citizens Securities, Inc.E*Trade Capital Management, LLC$2512-05-2018
Juan Luis Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Evan Marc FinkelsteinCambridge Investment Research, Inc.PhiladeLPhia Investors, Ltd.$111-30-2018
Nickolas Ryan MinardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-30-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-28-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
Patrick John FitzsimmonsWoodstock Financial Group, Inc.IFS Securities$2511-19-2018
Timothy A HockmanLincoln Financial Securities CorporationWoodbury Financial Services, Inc.11-19-2018
Guy Bernard DeemerDeemer Wealth Management LLCIFS Securities11-16-2018
Leonard Pasquale DebonaCitizens Securities, Inc.PNC Investments$15011-14-2018
Timothy Jon KisslingKissling Financial Services, LLCMadison Avenue Securities, LLC11-14-2018
Terry Sanctis, Zach SanctisHilliard LyonsPNC Investments $18711-13-2018
Joel Phillip FeldmanBoenning & Scattergood, Inc.Raymond James & Associates, Inc.$10011-12-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
Charles Edward Schlegel IVCetera Advisor Networks LLCKestra Investment Services, LLC11-09-2018
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Chris Joseph RoeRX Wealth Advisors, LLCPurshe Kaplan Sterling Investments11-05-2018
Ronald Douglas KyzarLincoln Financial Securities CorporationParkland Securities, LLC$111-05-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Peter Joseph BednarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedSEI Investments Management Corp11-01-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Edward Vincent BaroneCommonwealth Financial NetworkM&T Securities, Inc.10-31-2018
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Showing 126 to 150 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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