Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Paul GormleyLPL Financial LLCSecurities Service Network, LLC$5002-06-2020
Melissa L. PujiaLPL Financial LLCSecurities Service Network, LLC02-06-2020
Sean Allen RobertsonRetirement Wealth Advisors, Inc.Ameritas Investment Company, LLC$10002-06-2020
Brooke Ashley BeesWest Capital ManagementMercer Global Advisors Inc.02-06-2020
Caitlin Marie MansellWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-06-2020
David Macleod KleinCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Michael Charles FitzgeraldPNC InvestmentsRiverSource Distributors, Inc.$10002-04-2020
Patrick Michael McNealisLPL Financial LLCNationwide Securities, LLC02-04-2020
Michael Anthony MignoneNorthwestern Mutual Investment Services, LLCPTS Brokerage, LLC02-03-2020
Shawn Richard SwartzEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-03-2020
Christopher Michael MuellerLPL Financial LLCCommonwealth Financial Network01-31-2020
Robert Lewis Wetherhold IVRaymond James Financial Services, Inc.AXA Advisors, LLC01-31-2020
Joseph Crawford PaulCresap, Inc.Chapin, Davis$10001-31-2020
Joseph Paul DinicolaGladstone Wealth GroupPNC Investments$15001-31-2020
Robert William FeycheRiverstone Wealth Management LLCAmeritas Investment Company, LLC$5001-31-2020
Lucy Ann Marie SowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$15001-31-2020
Darwin J SmithCitizens Securities, Inc.Edward Jones01-30-2020
James Robert WallischLPL Financial LLCRaymond James Financial Services, Inc.$25001-30-2020
Paul Kenneth RudoyLPL Financial LLCRaymond James Financial Services, Inc.01-30-2020
Andrew James WallischLPL Financial LLCRaymond James Financial Services, Inc.01-30-2020
Christopher Thomas JohnsonPNC InvestmentsAXA Advisors, LLC01-29-2020
Nicholas Peter PorrettaLPL Financial LLCMeridian Wealth Partners, LLC01-29-2020
Antoinette R RehakNYLIFE Securities LLCMorgan Stanley01-29-2020
Duane YoungPNC InvestmentsCitizens Securities, Inc.01-28-2020
Joseph James Nicols IIITrustmont Financial Group, Inc.Woodstock Financial Group, Inc.01-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.