Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desiree Ann ReilCordasco Financial Network, LLCVALIC Financial Advisors, Inc.12-07-2018
James William Buggy Jr.Citizens Securities, Inc.E*Trade Capital Management, LLC$2512-05-2018
Juan Luis Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Evan Marc FinkelsteinCambridge Investment Research, Inc.PhiladeLPhia Investors, Ltd.$111-30-2018
Nickolas Ryan MinardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-30-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-28-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
Patrick John FitzsimmonsWoodstock Financial Group, Inc.IFS Securities$2511-19-2018
Timothy A HockmanLincoln Financial Securities CorporationWoodbury Financial Services, Inc.11-19-2018
Guy Bernard DeemerDeemer Wealth Management LLCIFS Securities11-16-2018
Leonard Pasquale DebonaCitizens Securities, Inc.PNC Investments$15011-14-2018
Timothy Jon KisslingKissling Financial Services, LLCMadison Avenue Securities, LLC11-14-2018
Terry Sanctis, Zach SanctisHilliard LyonsPNC Investments $18711-13-2018
Joel Phillip FeldmanBoenning & Scattergood, Inc.Raymond James & Associates, Inc.$10011-12-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
Charles Edward Schlegel IVCetera Advisor Networks LLCKestra Investment Services, LLC11-09-2018
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Chris Joseph RoeRX Wealth Advisors, LLCPurshe Kaplan Sterling Investments11-05-2018
Ronald Douglas KyzarLincoln Financial Securities CorporationParkland Securities, LLC$111-05-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Peter Joseph BednarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedSEI Investments Management Corp11-01-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Edward Vincent BaroneCommonwealth Financial NetworkM&T Securities, Inc.10-31-2018
« Previous PageNext Page »

Showing 126 to 150 of 5,377 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.