Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey C GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
John James KirstienMorgan StanleyPrudential Annuities Distributors, Inc10-30-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-29-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Daniel Aaron EngelWells Fargo Clearing Services, LLCTD Ameritrade, Inc.10-26-2018
Rebecca Li Li-HuangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$2510-26-2018
Vaughn Raye SchillHyperion Partners, LLCRedwood Wealth Management Group, LLC10-23-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Christine Susan GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-19-2018
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-19-2018
David B Fultz Jr.ProEquities, Inc.Signator Investors, Inc.10-17-2018
Mary E. WagnerCambridge Investment Research, Inc.Summit Group Retirement Planners, Inc.$5010-17-2018
Stephen M. Drizos Jr.J.W. Cole Financial, Inc.Summit Brokerage Services, Inc.$5010-17-2018
Joel David OrrisCoastal Equities, Inc.Wells Fargo Advisors Financial Network, LLC$5010-16-2018
Robert Eric RosemaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-15-2018
Max Richard House Jr.Cambridge Investment Research, Inc.Trustmont Financial Group, Inc.10-12-2018
Robert Philip YockinProEquities, Inc.Lincoln Financial Advisors Corporation10-12-2018
Scott Alan BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-12-2018
Scott Matthew BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Victor Mario TartaroFortune Financial Services, Inc.Foresters Equity Services, Inc.10-12-2018
Charles MolloyPNC InvestmentsTD Ameritrade, Inc.10-09-2018
J. Stephen Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Leslie George Markus Jr.Duke and Duke Wealth Management LLCCapital Analysts10-03-2018
John BurnsGrowth Point Financial LLCGood Life Advisors, LLC10-01-2018
Douglas F GrantBarrister Wealth ManagementHornor, Townsend & Kent, LLC09-27-2018
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Showing 151 to 175 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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