Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene Lawrence Klesser IIResources Investment AdvisorsLPL Financial LLC09-21-2018
Jeffrey Adam SwarrSantander Securities LLCHornor, Townsend & Kent, LLC09-21-2018
Scott Jeffrey SimonMcDermott Investment Services, LLCEqis Securities, LLC09-21-2018
Thomas M FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Katrina Cannon BoucherResources Investment AdvisorsLPL Financial LLC09-19-2018
STEPHEN M. DRIZOS JR.Summit Brokerage Services, Inc.PNC Investments09-15-2018
David Martin GarresPNC InvestmentsPruco Securities, LLC.$25009-14-2018
David Michael Kolter Jr.Wells Fargo Clearing Services, LLCEdward Jones$109-14-2018
Edward Lee Kelley Jr.Pruco Securities, LLC.Lincoln Financial Advisors Corporation$1009-14-2018
Jeffrey Donald LottUnited Planners' Financial Services of America A Limited PartnerWells Fargo Advisors Financial Network, LLC$10009-14-2018
Michael Stanley MarionUnited Planners' Financial Services of America A Limited PartnerWells Fargo Advisors Financial Network, LLC$5009-14-2018
John A. Banks, John P. BanksStifel Nicolaus & Co.Wells Fargo Advisors$6309-14-2018
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
John Peter Banks IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-13-2018
Nicholas Michael KalogerasWoodbury Financial Services, Inc.HD Vest Investment Services09-11-2018
William Hampton Morgan IIIEquity Services, Inc.MML Investors Services, LLC09-11-2018
Tyler James LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-10-2018
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Todd Johnston FennickLaSalle St. Securities, LLCSA Stone Wealth Management Inc.$6709-04-2018
Scott Lewis GobCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Anthony Pratt, William BakerStratos Wealth AllianceCitizens Bank$45008-30-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Maria Lilian SerrahimaCitizens Securities, Inc.PNC Investments08-29-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Marc Andrew LucianiCovered Bridge Advisors, LLCHanlon Investment Management, Inc.08-24-2018
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Showing 176 to 200 of 5,372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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