Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Pratt, William BakerStratos Wealth AllianceCitizens Bank$45008-30-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Maria Lilian SerrahimaCitizens Securities, Inc.PNC Investments08-29-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Marc Andrew LucianiCovered Bridge Advisors, LLCHanlon Investment Management, Inc.08-24-2018
Anthony Joseph RatkiewiczMML Investors Services, LLCHornor, Townsend & Kent, LLC$2508-23-2018
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
Edward Albert ThomasWatchtower Wealth Management, Inc.Waddell & Reed08-20-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Joanne Lee WeidnerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5008-17-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Michael Joseph KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Michael Joseph KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Sean Daniel BurkeOppenheimer & Co. Inc.The Jeffrey Matthews Financial Group, L.L.C.$10008-13-2018
Glenn Michael PalmitessaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-10-2018
Jonah Thomas MooneyThe Huntington Investment CompanyCitizens Securities, Inc.08-08-2018
Nina Lee CowartMerrill Lynch, Pierce, Fenner & Smith IncorporatedGWFS Equities, Inc.08-08-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Raymond Keith MalickiOppenheimer & Co. Inc.Morgan Stanley08-03-2018
Andrew David SilverPrivate Client Services, LLCLPL Financial LLC08-02-2018
Brandon Xavier SchwanPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Karen Lynn LapinaPrivate Client Services, LLCLPL Financial LLC$1,00008-02-2018
Kerry A Kelly Jr.Private Client Services, LLCLPL Financial LLC$18408-02-2018
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Showing 201 to 225 of 5,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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