Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Pratt, William BakerStratos Wealth AllianceCitizens Bank$45008-30-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Maria Lilian SerrahimaCitizens Securities, Inc.PNC Investments08-29-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Marc Andrew LucianiCovered Bridge Advisors, LLCHanlon Investment Management, Inc.08-24-2018
Anthony Joseph RatkiewiczMML Investors Services, LLCHornor, Townsend & Kent, LLC$2508-23-2018
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
Edward Albert ThomasWatchtower Wealth Management, Inc.Waddell & Reed08-20-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Joanne Lee WeidnerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5008-17-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Michael Joseph KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Michael Joseph KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Sean Daniel BurkeOppenheimer & Co. Inc.The Jeffrey Matthews Financial Group, L.L.C.$10008-13-2018
Glenn Michael PalmitessaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-10-2018
Jonah Thomas MooneyThe Huntington Investment CompanyCitizens Securities, Inc.08-08-2018
Nina Lee CowartMerrill Lynch, Pierce, Fenner & Smith IncorporatedGWFS Equities, Inc.08-08-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Raymond Keith MalickiOppenheimer & Co. Inc.Morgan Stanley08-03-2018
Andrew David SilverPrivate Client Services, LLCLPL Financial LLC08-02-2018
Brandon Xavier SchwanPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Karen Lynn LapinaPrivate Client Services, LLCLPL Financial LLC$1,00008-02-2018
Kerry A Kelly Jr.Private Client Services, LLCLPL Financial LLC$18408-02-2018
« Previous PageNext Page »

Showing 201 to 225 of 5,377 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.