Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett SmithMeridian Wealth Partners, LLCAXA Advisors, LLC02-28-2020
Robert Lewis Wetherhold IVRaymond James Financial Services, Inc.AXA Advisors, LLC01-31-2020
Christopher Thomas JohnsonPNC InvestmentsAXA Advisors, LLC01-29-2020
Matthew YoungMML Investors Services, LLCAXA Advisors, LLC11-22-2019
Cameron FeatherHBKS Wealth AdvisorsAXA Advisors, LLC11-21-2019
Zachary Tyler GoodwinSantander Securities LLCAXA Advisors, LLC10-23-2019
Jorge Andres KuriJanney Montgomery Scott LLCAXA Advisors, LLC06-25-2019
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Matthew Jacob BarrWick Capital Partners, LLCAXA Advisors, LLC04-11-2019
Mark Arcidiacono Jr.Charles Schwab & Co., Inc.AXA Advisors, LLC03-18-2019
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-07-2019
Clint James NeffSantander Securities LLCAXA Advisors, LLC01-23-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
William Eric JohnsonI.M.S. Wealth Management, LLCAXA Advisors, LLC11-14-2018
Paul Mehno Jr.Private Client Services, LLCAXA Advisors, LLC$5011-09-2018
Michelle Ann LockePruco Securities, LLC.AXA Advisors, LLC10-16-2018
Pamela Kay CioccioW&S Brokerage Services, Inc.AXA Advisors, LLC10-15-2018
Robert Michael Elwell Jr.Citizens Securities, Inc.AXA Advisors, LLC09-26-2018
Brian WeymanEquity Services, Inc.AXA Advisors, LLC$1009-14-2018
Justin M. KohlerThe Sharp Financial GroupAXA Advisors, LLC09-05-2018
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC06-04-2018
Peter Christopher PapeNortheast Financial Group, Inc.AXA Advisors, LLC05-21-2018
Jordan StasinowskyPNC InvestmentsAXA Advisors, LLC05-11-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Guillermo Rivera Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.