Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$101-25-2019
Brendan Christopher DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, Inc.12-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.$15012-13-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-29-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Nicholas Wayne HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
Gary Mark Barnes Jr.NYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
James Henry McconnellEdward JonesAmeriprise Financial Services, Inc.10-27-2017
Miranda Dawn CollingwoodLPL Financial LLCAmeriprise Financial Services, Inc.10-23-2017
Eric Joseph BonoWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-20-2017
Joseph Richard AzzaraWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$5009-08-2017
Sean Allen RobertsonCitizens Securities, Inc.Ameriprise Financial Services, Inc.07-17-2017
Amy Jo Braun-BostichBraun-Bostich & Associates Inc.Ameriprise Financial Services, Inc.06-05-2017
Cassandra Lynn KirbyBraun-Bostich & Associates Inc.Ameriprise Financial Services, Inc.06-02-2017
Laird Douglas DuncanLPL Financial LLCAmeriprise Financial Services, Inc.$5003-31-2017
Sarah Elizabeth BrechbuehlPruco Securities, LLC.Ameriprise Financial Services, Inc.03-28-2017
Davisson Merritt HammondStratos Wealth Partners, LtdAmeriprise Financial Services, Inc.02-17-2017
Christopher Alan ZeidersCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$2512-09-2016
Erik Clifford LindholmPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-09-2016
Lynda Brittain BlessingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2512-09-2016
Michael Jon BrittainCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5012-09-2016
Ronald Patrick LeuschenCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-09-2016
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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