Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Mark Barnes JrLPL Financial LLCAmeriprise Financial Services, Inc.10-15-2019
Daniel Patrick McHughPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5008-13-2019
Lindsey Lois NiceBe Intentional Financial LLCAmeriprise Financial Services, Inc.06-07-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.01-25-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, Inc.01-07-2019
Brendan C. DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, Inc.12-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.12-13-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-29-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
Eric SlussLPL Financial LLCAmeriprise Financial Services, Inc.$6112-19-2017
Gary Mark Barnes JrNYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
James H. McConnellEdward JonesAmeriprise Financial Services, Inc.10-27-2017
Miranda Dawn CollingwoodLPL Financial LLCAmeriprise Financial Services, Inc.10-23-2017
Joseph Richard AzzaraWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.09-08-2017
Amy Jo Braun-BostichBraun-Bostich & Associates Inc.Ameriprise Financial Services, Inc.06-05-2017
Cassandra Lynn KirbyBraun-Bostich & Associates Inc.Ameriprise Financial Services, Inc.06-02-2017
Laird Douglas DuncanLPL Financial LLCAmeriprise Financial Services, Inc.$2503-31-2017
Sarah Elizabeth BrechbuehlPruco Securities, LLC.Ameriprise Financial Services, Inc.03-28-2017
Davisson Merritt HammondStratos Wealth Partners, LtdAmeriprise Financial Services, Inc.02-17-2017
Michael Jon BrittainCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5012-09-2016
Lynda Brittain BlessingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2512-09-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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