Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Pike WoolleyVanguard Marketing CorporationAmeriprise Financial Services, LLC09-22-2020
Benjamin Gordon WhiteCitizens Securities, Inc.Ameriprise Financial Services, LLC09-22-2020
Joseph Anthony RomanoskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-06-2020
Stacey CohenPruco Securities, LLC.Ameriprise Financial Services, LLC03-04-2020
Andrew Justin HessPruco Securities, LLC.Ameriprise Financial Services, LLC12-13-2019
Helen J SemusSemus Wealth Partners, LLCAmeriprise Financial Services, LLC11-27-2019
William J McCanneySemus Wealth Partners, LLCAmeriprise Financial Services, LLC11-26-2019
John Ryan BoscarelliCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5011-07-2019
Mary Ann LazzaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC11-07-2019
Tara Anne RittlerCetera Investment Services LLCAmeriprise Financial Services, LLC09-24-2019
Ofir MamanLPL Financial LLCAmeriprise Financial Services, LLC09-10-2019
Daniel Patrick McHughBallast Financial Advisors, LLCAmeriprise Financial Services, LLC$5008-13-2019
William John MillerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-30-2019
Lindsey Lois NiceBe Intentional Financial LLCAmeriprise Financial Services, LLC06-07-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, LLC$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, LLC05-09-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-25-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2019
Brendan C DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, LLC12-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, LLC$15012-13-2018
Merceditas Zaragoza De PaduaMid Atlantic Financial Management, Inc.Ameriprise Financial Services, LLC$10011-02-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, LLC$15010-31-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, LLC$2510-29-2018
Jay DetwilerVanguard Marketing CorporationAmeriprise Financial Services, LLC09-20-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, LLC08-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.