Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim Shellhamer HouckINVEST Financial CorporationCUSO Financial Services, L.P.03-05-2009
Sarah Elizabeth BrechbuehlINVEST Financial CorporationCUSO Financial Services, L.P.09-22-2009
Alfred David BarbatoPNC InvestmentsCUSO Financial Services, L.P.04-04-2011
Marian Grace KinterLPL Financial LLCCUSO Financial Services, L.P.12-10-2011
Kevin Kristofer RenneThe Huntington Investment CompanyCUSO Financial Services, L.P.$10012-13-2011
Kevin Joseph ParkerLPL Financial LLCCUSO Financial Services, L.P.12-14-2011
Timothy John SchultzWhitford Advisory Services, LLCCUSO Financial Services, L.P.06-07-2013
Bryin Alan SillsCetera Advisor Networks LLCCUSO Financial Services, L.P.02-27-2014
Alfred David BarbatoSantander Securities LLCCUSO Financial Services, L.P.08-18-2014
Gregory Jay JacksonSantander Securities LLCCUSO Financial Services, L.P.09-09-2014
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Gregory John Frentzen Jr.Securities America, Inc.CUSO Financial Services, L.P.11-23-2016
Russell Melville Hanscom IIILPL Financial LLCCUSO Financial Services, L.P.11-30-2016
Brian David FeeLPL Financial LLCCUSO Financial Services, L.P.11-30-2016
Tuan Thanh LeLPL Financial LLCCUSO Financial Services, L.P.12-01-2016
Carlos Arturogonzalez LoayzaPackerland Brokerage Services, Inc.CUSO Financial Services, L.P.03-21-2017
Kevin Joseph McDermottLincoln Financial Advisors CorporationCUSO Financial Services, L.P.$25011-02-2017
John George KaneLincoln Financial Advisors CorporationCUSO Financial Services, L.P.$50011-02-2017
Daniel Richter ReitzStifel, Nicolaus & Company, IncorporatedCUSO Financial Services, L.P.$10011-13-2017
Chelsea B RixnerCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Jennifer Rose MackLPL Financial LLCCUSO Financial Services, L.P.07-08-2019

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.