Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank MartinoH. Beck, Inc.Cambridge Investment Research, Inc.04-15-2020
David Bret RobbinsBestVest Investments, Ltd.Cambridge Investment Research, Inc.10-24-2019
Randall Scott HoaglandThrivent Investment Management Inc.Cambridge Investment Research, Inc.08-12-2019
Evan Marc FinkelsteinHenley & Company LLCCambridge Investment Research, Inc.05-17-2019
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.03-28-2019
Christian GrudeEllis Investment Partners, LLCCambridge Investment Research, Inc.10-09-2018
Kraig Joseph CawleyCetera Advisor Networks LLCCambridge Investment Research, Inc.03-22-2018
Howard Rod HiteKestra Investment Services, LLCCambridge Investment Research, Inc.03-19-2018
Richard Kane DiamondSofos Investments, Inc.Cambridge Investment Research, Inc.06-20-2017
Stephen Andrew BarbellaCitizens Securities, Inc.Cambridge Investment Research, Inc.05-23-2017
Nakia Schwann CunninghamLincoln Financial Advisors CorporationCambridge Investment Research, Inc.04-05-2017
Sheila Elizabeth LittleIndependent Advisor Alliance, LLCCambridge Investment Research, Inc.03-30-2017
Mark A. BrinserPrivate Client Services, LLCCambridge Investment Research, Inc.10-14-2016
Caleb Todd BowserPNC InvestmentsCambridge Investment Research, Inc.09-16-2016
Richard Leon WardCenterview Wealth Advisors, LLCCambridge Investment Research, Inc.10-07-2015
George Guildford WebberMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.09-18-2015
Thomas Kevin AmbroseAmbrose Wealth ManagementCambridge Investment Research, Inc.08-26-2015
David Stanley KovachAPW Capital, Inc.Cambridge Investment Research, Inc.05-15-2012
Michael Peter TroyAPW Capital, Inc.Cambridge Investment Research, Inc.05-15-2012
Alan Compton Good Jr.APW Capital, Inc.Cambridge Investment Research, Inc.05-15-2012
Michael Gilbert FancherAPW Capital, Inc.Cambridge Investment Research, Inc.05-15-2012
Timothy Edward FlatleyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2011
Francis James HoeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.01-19-2010
John D Oakes Jr.Morgan StanleyCambridge Investment Research, Inc.08-31-2009
Francis Gaughan PostPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.03-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.