Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John LabosKestra Investment Services, LLCCetera Advisor Networks LLC$10006-11-2020
Carrie Elizabeth BowmanLPL Financial LLCCetera Advisor Networks LLC$5003-05-2020
Chris C. LascaridesM&T Securities, Inc.Cetera Advisor Networks LLC01-17-2020
Michael J. KernH. Beck, Inc.Cetera Advisor Networks LLC11-01-2019
Scott Donald SeymourCommonwealth Financial NetworkCetera Advisor Networks LLC10-25-2019
Theodore Francis Staats IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Matthew Glynn OxenreiterLPL Financial LLCCetera Advisor Networks LLC09-19-2019
Jacob F. LippertNorthwestern Mutual Investment Services, LLCCetera Advisor Networks LLC$15007-08-2019
Trisha Rena Koch-AllenInfinex Investments, Inc.Cetera Advisor Networks LLC02-19-2019
Gregory James StewartH. Beck, Inc.Cetera Advisor Networks LLC12-04-2018
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Tobin R. RoteLPL Financial LLCCetera Advisor Networks LLC06-06-2018
Daniel Robert WendtEnhancing Capital LLCCetera Advisor Networks LLC10-27-2017
Deborah Lucille TrinkleyInfinex Investments, Inc.Cetera Advisor Networks LLC12-08-2016
John Edward Murphy Jr.Infinex Investments, Inc.Cetera Advisor Networks LLC$10512-07-2016
Vicki Ann KrempelsInfinex Investments, Inc.Cetera Advisor Networks LLC12-07-2016
Michael Sean MoranInfinex Investments, Inc.Cetera Advisor Networks LLC12-07-2016
Jamie Kohr CashLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Victoria Anne SchofieldLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Thomas G RegenskiINVEST Financial CorporationCetera Advisor Networks LLC11-16-2016
Scott Michael BarberInvestacorp, Inc.Cetera Advisor Networks LLC$3309-06-2016
Stephanie Lynn PefferINVEST Financial CorporationCetera Advisor Networks LLC06-24-2016
Scott Brandon CrowleyFSC Securities CorporationCetera Advisor Networks LLC05-02-2016
Bryin Alan SillsWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-13-2016
Ashley A. MillerMetLife Securities Inc.Cetera Advisor Networks LLC01-29-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.