Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Louis Balla Jr.Allegheny Investments, Ltd.Cetera Advisor Networks LLC04-12-2013
James Gervase KalieAmeriprise Financial Services, LLCCetera Advisor Networks LLC09-03-2013
John Edward BakerAmeriprise Financial Services, LLCCetera Advisor Networks LLC$5004-25-2013
Benjamin Edward ReiterAmeriprise Financial Services, LLCCetera Advisor Networks LLC$5004-25-2013
Michael Eric HillAPW Capital, Inc.Cetera Advisor Networks LLC11-01-2010
Raymond Leonard HarperAPW Capital, Inc.Cetera Advisor Networks LLC$109-20-2010
David Laughner HodgeAPW Capital, Inc.Cetera Advisor Networks LLC$2509-20-2010
Lori Ann HodgeAPW Capital, Inc.Cetera Advisor Networks LLC09-20-2010
Daniel Ray HodgeAPW Capital, Inc.Cetera Advisor Networks LLC09-20-2010
Stephen Edward GeorgeAvantax Investment Services, Inc.Cetera Advisor Networks LLC$10010-30-2015
Gennaro VuonoBestVest Investments, Ltd.Cetera Advisor Networks LLC02-27-2013
David Aaron RockwellCetera Advisor Networks LLCCetera Advisor Networks LLC12-07-2015
Michael Charles BanwellCitizens Securities, Inc.Cetera Advisor Networks LLC08-21-2014
Scott Donald SeymourCommonwealth Financial NetworkCetera Advisor Networks LLC10-25-2019
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Charles Ronald EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Hattie Horn EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Matthew Dean WilsonCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Daniel Robert WendtEnhancing Capital LLCCetera Advisor Networks LLC10-27-2017
Robert Mcintyre Flood IIIFidelity Federal Planning Corp.Cetera Advisor Networks LLC12-02-2013
Scott Brandon CrowleyFSC Securities CorporationCetera Advisor Networks LLC05-02-2016
Howard Lee SolowayFSC Securities CorporationCetera Advisor Networks LLC$1011-02-2009
Anthony J. Falco Jr.FSC Securities CorporationCetera Advisor Networks LLC11-02-2009
Michael J. KernH. Beck, Inc.Cetera Advisor Networks LLC11-01-2019
Gregory James StewartH. Beck, Inc.Cetera Advisor Networks LLC12-04-2018
Next Page »

Showing 1 to 25 of 78 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.