Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gervase KalieAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC09-03-2013
John Edward BakerAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$5004-25-2013
Benjamin Edward ReiterAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$5004-25-2013
Michael Eric HillAPW Capital, Inc.Cetera Advisor Networks LLC11-01-2010
David Laughner HodgeAPW Capital, Inc.Cetera Advisor Networks LLC$2509-20-2010
Lori Ann HodgeAPW Capital, Inc.Cetera Advisor Networks LLC09-20-2010
Daniel Ray HodgeAPW Capital, Inc.Cetera Advisor Networks LLC09-20-2010
Raymond Leonard HarperAPW Capital, Inc.Cetera Advisor Networks LLC09-20-2010
Gennaro VuonoBestVest Investments, Ltd.Cetera Advisor Networks LLC$15002-27-2013
Jill Dianne ShambachCetera Investment Services LLCCetera Advisor Networks LLC04-22-2016
Stephanie Louise YoungCetera Investment Services LLCCetera Advisor Networks LLC04-22-2016
Michael Charles BanwellCitizens Securities, Inc.Cetera Advisor Networks LLC08-21-2014
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Charles Ronald EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Hattie Horn EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Matthew Dean WilsonCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Daniel Robert WendtEnhancing Capital LLCCetera Advisor Networks LLC10-27-2017
Scott Brandon CrowleyFSC Securities CorporationCetera Advisor Networks LLC05-02-2016
Heidi Sue KennedyH. Beck, Inc.Cetera Advisor Networks LLC01-20-2011
Thomas Edward LandyHornor, Townsend & Kent, LLCCetera Advisor Networks LLC$1004-23-2012
Malcolm Roger ParksInfinex Investments, Inc.Cetera Advisor Networks LLC$5009-02-2015
Joseph John HoweInfinex Investments, Inc.Cetera Advisor Networks LLC06-01-2015
Royal Dubose JoslinLincoln Financial Advisors CorporationCetera Advisor Networks LLC12-02-2013
Jamie Kohr CashLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Victoria Anne SchofieldLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.