Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Olivia Kareen KennedyInfinex Investments, Inc.Cetera Investment Services LLC10-18-2017
Craig Francis GrenciLPL Financial LLCCetera Investment Services LLC$25010-04-2017
Shannon Louise WiertelLPL Financial LLCCetera Investment Services LLC10-04-2017
William Douglas McculloughLPL Financial LLCCetera Investment Services LLC$1010-04-2017
Christopher Scott SabosikKey Investment Services LLCCetera Investment Services LLC09-25-2017
Christopher Gerald FleegleLPL Financial LLCCetera Investment Services LLC$108-10-2017
James Alexander MuirInfinex Investments, Inc.Cetera Investment Services LLC03-06-2017
Matthew John FoxGladstone Wealth GroupCetera Investment Services LLC02-15-2017
Jacqueline Clere MallonPFS Investments Inc.Cetera Investment Services LLC09-08-2016
Anne Jarman RostoskyBB&T Investment Services, Inc.Cetera Investment Services LLC07-13-2016
Brian Douglas TrainerBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Bruce Eldon Waugh Jr.BB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Cathleen Ann SchnabelBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Douglas Scott LeonziBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Hugh Joseph Cameron Jr.BB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Jeffrey Paul RinehimerBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Kyle Edward FitzpatrickBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Lee Dennis BergerBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Martin Edward Braam IIIBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Michael Kevin SquiresBB&T Investment Services, Inc.Cetera Investment Services LLC07-13-2016
Michele Mae WeissBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Timothy E DeliaBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
Travis Scott BoltonBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC07-13-2016
James Robert MccannPrincipal Securities, Inc.Cetera Investment Services LLC07-08-2016
Hekmat David TamimieGirard Advisory Services, LLCCetera Investment Services LLC06-16-2016
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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