Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Olivia Kareen KennedyInfinex Investments, Inc.Cetera Investment Services LLC10-18-2017
Craig Francis GrenciLPL Financial LLCCetera Investment Services LLC10-04-2017
Barbara Ann CummingsLPL Financial LLCCetera Investment Services LLC10-04-2017
Shannon Louise WiertelLPL Financial LLCCetera Investment Services LLC10-04-2017
Christopher G. FleegleLPL Financial LLCCetera Investment Services LLC08-10-2017
James Alexander MuirInfinex Investments, Inc.Cetera Investment Services LLC03-06-2017
Matthew John FoxGladstone Wealth GroupCetera Investment Services LLC02-15-2017
Hekmat David TamimieGirard Investment Services, LLCCetera Investment Services LLC08-23-2016
James R. McCannPrincipal Securities, Inc.Cetera Investment Services LLC07-08-2016
Kelli Ann SheikAXA Advisors, LLCCetera Investment Services LLC04-27-2016
Roderick Charles Byers SalterEdward JonesCetera Investment Services LLC02-14-2014
Brenton Friden StranskyLPL Financial LLCCetera Investment Services LLC12-13-2013
Gerald Joseph McCreadyRaymond James Financial Services, Inc.Cetera Investment Services LLC12-14-2012
Wesley Adam WeinsteinWells Fargo Clearing Services, LLCCetera Investment Services LLC06-13-2012
William Douglas McCulloughLPL Financial LLCCetera Investment Services LLC$1010-04-2017
James Michael FuhrmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$1010-13-2014
Suzanne Annette LakeWells Fargo Clearing Services, LLCCetera Investment Services LLC$1006-30-2011
David Alan LanganCambridge Investment Research, Inc.Cetera Investment Services LLC$20008-03-2015

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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