Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Saul ShassolRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10001-02-2015
Matthew Laurence IgusPNC InvestmentsCitigroup Global Markets Inc.06-13-2014
Timothy John BarbacaneSantander Securities LLCCitigroup Global Markets Inc.04-29-2014
Christina Foon LeungWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.10-11-2013
Joseph F RumpfWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.03-08-2013
Dennis Joseph Rosadio IIPruco Securities, LLC.Citigroup Global Markets Inc.09-24-2012
Richard D EisenstodtBoenning & Scattergood, Inc.Citigroup Global Markets Inc.11-01-2010
Heather L BrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-01-2010
Paul Kenneth KingstonLPL Financial LLCCitigroup Global Markets Inc.08-06-2010
James Thomas KentWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.01-10-2010
Natalie Michelle SchmidPNC InvestmentsCitigroup Global Markets Inc.06-23-2009
Patrick Michael RotondoLPL Financial LLCCitigroup Global Markets Inc.$10006-08-2009
Anthony Scott StenclerLPL Financial LLCCitigroup Global Markets Inc.$25006-05-2009
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50006-05-2009
Margaret Tegler HardestyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15006-04-2009
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Steven Matthew LaneJanney Montgomery Scott LLCCitigroup Global Markets Inc.$50006-04-2009
Stanley Karl HuntJ.W. Cole Financial, Inc.Citigroup Global Markets Inc.$25005-29-2009
Eric Donald PetersonRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-28-2009
Mark Jeffrey FreilichLPL Financial LLCCitigroup Global Markets Inc.$15005-27-2009
Marva Lou KingCitigroup Global Markets Inc.Citigroup Global Markets Inc.$15005-22-2009
William Franklin PolitesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50005-21-2009
Robert Alan EstepWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.05-21-2009
William John MastalskiJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10005-20-2009
Kevin John KaneWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10005-20-2009
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.