Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Vincent Kyle III, Mark William PetersMorgan StanleyCitigroup Global Markets Inc.05-11-2015
Christina Foon LeungWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-11-2013
James Thomas KentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-10-2010
Patrick Michael RotondoLPL Financial LLCCitigroup Global Markets Inc.$10006-08-2009
Vincent William Walters Jr.Morgan StanleyCitigroup Global Markets Inc.06-08-2009
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Margaret Tegler HardestyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15006-04-2009
Steven Matthew LaneJanney Montgomery Scott LLCCitigroup Global Markets Inc.06-04-2009
David John GrudkowskiMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Mark Christian ChaffeMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Robert Mark FreedmanMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
John Michael FischettiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Barnet Henry FraenkelMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mary Catherine MoretzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mark Andrew MilliganMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Joseph Fabian Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bryant James FerrisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Benjamin RosenbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Peter Thomas JosephMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lisa Michelle CorradoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Sabrina Lynn WaltersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arnold Murray PeskinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Megan Elizabeth Dupre-KeatingMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Robert SchaefferMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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