Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph McIntyreMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alan Merkle BreedloveMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Albert A KreiderMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Angelo Capetola Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-03-2009
Anthony Gerald SmulskiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Anthony J SarkoMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Arnold Murray PeskinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arthur Douglas StevensMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Arthur Kemp BombergerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Barbara Brown ViranyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Barnet Henry FraenkelMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Barry Edward NumerickMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Betty Lou LambMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Bradford Charles GreenawaldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Bradley J CiucciMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bradley Theodore FormanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Brenda Louise PerrottiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Anthony FlemingJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-23-2009
Brian Joseph BubnisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Bruce Eric Lord Jr.Morgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Bruce Jonathan DiamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-24-2009
Bruce Stuart FryerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bryant James FerrisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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