Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50006-05-2009
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$20006-04-2009
Angelo Capetola Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$24004-03-2009
Anthony Scott StenclerLPL Financial LLCCitigroup Global Markets Inc.$25006-05-2009
Bradford Charles GreenawaldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Brian Andrew DunnRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$15003-06-2009
Brian Anthony FlemingJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-23-2009
Brian Jeffry StephensonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25005-01-2009
Brian Joseph DuelferWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$15004-30-2009
Brian Scott HeberleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50003-06-2009
Bruce Jonathan DiamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25004-24-2009
Carl Theodore UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.$50005-01-2009
Charles Pennock CollingsJanney Montgomery Scott LLCCitigroup Global Markets Inc.$25005-05-2009
Charles Riddell Huntington Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10004-03-2009
Christina Foon LeungWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.10-11-2013
Christine L DiemidioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Christopher Bartley LundmarkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50002-06-2009
Colin Taylor BurgessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$25004-02-2009
Daniel Joseph PerrottiMid Atlantic Capital CorporationCitigroup Global Markets Inc.05-15-2009
Daniel Joseph Perrotti Jr.Mid Atlantic Capital CorporationCitigroup Global Markets Inc.$10005-15-2009
Darrell James HrezoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$50003-20-2009
David Alan SprenkleJanney Montgomery Scott LLCCitigroup Global Markets Inc.$50002-20-2009
David Benjamin BiggerFifth Third Securities, Inc.Citigroup Global Markets Inc.05-08-2009
David Earl SmithEdward JonesCitigroup Global Markets Inc.$10005-15-2009
David John CawleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10002-27-2009
Next Page »

Showing 1 to 25 of 110 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.