Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.$103-22-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.$103-05-2019
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$112-19-2018
Jonah Thomas MooneyThe Huntington Investment CompanyCitizens Securities, Inc.08-08-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
Jeffrey Clair MyersAmeriprise Financial Services, Inc.Citizens Securities, Inc.03-28-2018
John Taylor Walker IIIAndrew Garrett Inc.Citizens Securities, Inc.$15003-08-2018
E'Lea CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-05-2018
Lucy Ann Marie SowersSantander Securities LLCCitizens Securities, Inc.$15001-16-2018
Jason Jeremy FoxTD Ameritrade Investment Management, LLCCitizens Securities, Inc.01-09-2018
Robert Joseph Sullivan Jr.Wells Fargo Clearing Services, LLCCitizens Securities, Inc.12-05-2017
Rebekah Suzanne KigerPNC InvestmentsCitizens Securities, Inc.$2412-01-2017
Kevin Darnell NewmuisWells Fargo Clearing Services, LLCCitizens Securities, Inc.$15011-17-2017
David Joseph AllonWoodbury Financial Services, Inc.Citizens Securities, Inc.$3810-30-2017
William H Hecklick IIIWesBanco Securities, Inc.Citizens Securities, Inc.10-11-2017
Anthony Joseph VucichPNC InvestmentsCitizens Securities, Inc.10-10-2017
Travis MylerAXA Advisors, LLCCitizens Securities, Inc.09-28-2017
Mary Anne LeporeCetera Investment Services LLCCitizens Securities, Inc.$2509-22-2017
Christopher James PiercyTD Ameritrade Investment Management, LLCCitizens Securities, Inc.08-30-2017
James Patrick ChiaroLPL Financial LLCCitizens Securities, Inc.$15008-18-2017
Brian Andrew RuhtSantander Securities LLCCitizens Securities, Inc.$107-31-2017
Joseph John Betten Jr.LPL Financial LLCCitizens Securities, Inc.$15007-19-2017
Shawn AmblodBB&T INVESTMENT SERVICES, INC.Citizens Securities, Inc.07-03-2017
Robert Thomas Lee Jr.Money Concepts Capital CorpCitizens Securities, Inc.06-30-2017
Raphael Joseph DickLPL Financial LLCCitizens Securities, Inc.06-23-2017
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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