Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geetu MistryAllstate Financial Services, LLCCitizens Securities, Inc.08-06-2014
John Taylor Walker IIIAndrew Garrett Inc.Citizens Securities, Inc.$15003-08-2018
Mary Anne LeporeCetera Investment Services LLCCitizens Securities, Inc.$2509-22-2017
Renee R. VarnerCetera Investment Services LLCCitizens Securities, Inc.12-18-2015
Nathan John KistlerCUSO Financial Services, L.P.Citizens Securities, Inc.03-20-2017
Jason Stephen MorrowCUSO Financial Services, L.P.Citizens Securities, Inc.01-07-2015
Jared D. DykesGladstone Wealth GroupCitizens Securities, Inc.02-14-2017
Michael George WatsonLincoln Financial Advisors CorporationCitizens Securities, Inc.12-23-2015
Shannon G BenderLPL Financial LLCCitizens Securities, Inc.$5007-09-2019
James Patrick ChiaroLPL Financial LLCCitizens Securities, Inc.08-18-2017
Joseph John Betten Jr.LPL Financial LLCCitizens Securities, Inc.07-19-2017
Raphael Joseph DickLPL Financial LLCCitizens Securities, Inc.06-23-2017
Bruce Richard CookeLPL Financial LLCCitizens Securities, Inc.$10004-10-2017
Timothy Steven WestLPL Financial LLCCitizens Securities, Inc.12-21-2015
Thomas J KellyLPL Financial LLCCitizens Securities, Inc.12-03-2013
Anthony N. SivilloM&T Securities, Inc.Citizens Securities, Inc.$5002-27-2014
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
E'Lea Cooper GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-05-2018
Christopher C BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-23-2016
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.10-02-2015
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.03-05-2019
Debra B. BlairOppenheimer & Co. Inc.Citizens Securities, Inc.08-12-2015
Rebekah Suzanne KigerPNC InvestmentsCitizens Securities, Inc.$2412-01-2017
Michael John Trpcic IIIPNC InvestmentsCitizens Securities, Inc.06-13-2016
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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