Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexa Rae HirschhornWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-01-2018
Anthony Domenic RealiSantander Securities LLCCitizens Securities, Inc.06-08-2017
Anthony N. SivilloM&T Securities, Inc.Citizens Securities, Inc.$5002-27-2014
Benjamin Michael McCarronSantander Securities LLCCitizens Securities, Inc.03-26-2019
Brian Andrew RuhtSantander Securities LLCCitizens Securities, Inc.07-31-2017
Bruce Richard CookeLPL Financial LLCCitizens Securities, Inc.$10004-10-2017
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Christopher C BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-23-2016
Christopher Robert HouselWells Fargo Clearing Services, LLCCitizens Securities, Inc.08-09-2018
David Joseph AllonWoodbury Financial Services, Inc.Citizens Securities, Inc.$3810-30-2017
David OxleyRaymond James Financial Services, Inc.Citizens Securities, Inc.10-13-2016
David Robert McGinleyWesBanco Securities, Inc.Citizens Securities, Inc.07-03-2015
Debra B. BlairOppenheimer & Co. Inc.Citizens Securities, Inc.08-12-2015
E'Lea Cooper GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-05-2018
Edward Michael Swan IITD Private Client Wealth LLCCitizens Securities, Inc.10-08-2012
Geetu MistryAllstate Financial Services, LLCCitizens Securities, Inc.08-06-2014
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
James Patrick ChiaroLPL Financial LLCCitizens Securities, Inc.08-18-2017
Jared D. DykesGladstone Wealth GroupCitizens Securities, Inc.02-14-2017
Jason Edward KobilkaPNC InvestmentsCitizens Securities, Inc.02-25-2010
Jason J. FoxTD Ameritrade Investment Management, LLCCitizens Securities, Inc.01-09-2018
Jason Stephen MorrowCUSO Financial Services, L.P.Citizens Securities, Inc.01-07-2015
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.10-02-2015
John Joseph Hannan IIIWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-20-2012
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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