Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Benjamin Michael McCarronSantander Securities LLCCitizens Securities, Inc.03-26-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.03-05-2019
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.12-19-2018
Alexa Rae HirschhornWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-01-2018
Christopher Robert HouselWells Fargo Clearing Services, LLCCitizens Securities, Inc.08-09-2018
Jonah Thomas MooneyThe Huntington Investment CompanyCitizens Securities, Inc.08-08-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
E'Lea Cooper GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-05-2018
Jason J. FoxTD Ameritrade Investment Management, LLCCitizens Securities, Inc.01-09-2018
Robert Joseph Sullivan Jr.Wells Fargo Clearing Services, LLCCitizens Securities, Inc.12-05-2017
William H. Hecklick IIIWesBanco Securities, Inc.Citizens Securities, Inc.10-11-2017
James Patrick ChiaroLPL Financial LLCCitizens Securities, Inc.08-18-2017
Brian Andrew RuhtSantander Securities LLCCitizens Securities, Inc.07-31-2017
Joseph John Betten Jr.LPL Financial LLCCitizens Securities, Inc.07-19-2017
Raphael Joseph DickLPL Financial LLCCitizens Securities, Inc.06-23-2017
Anthony Domenic RealiSantander Securities LLCCitizens Securities, Inc.06-08-2017
Scott Thomas SlatteryThe Huntington Investment CompanyCitizens Securities, Inc.04-21-2017
Nathan John KistlerCUSO Financial Services, L.P.Citizens Securities, Inc.03-20-2017
Jared D. DykesGladstone Wealth GroupCitizens Securities, Inc.02-14-2017
Christopher C BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-23-2016
David OxleyRaymond James Financial Services, Inc.Citizens Securities, Inc.10-13-2016
Lawrence James GriestWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-23-2016
Michael Reilly StanleyWells Fargo Clearing Services, LLCCitizens Securities, Inc.07-19-2016
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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