Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael Kolter Jr.Wells Fargo Clearing Services, LLCEdward Jones$109-14-2018
Joyce Musson ZavresaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-22-2018
Phong Tan TruongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-01-2018
Terry Maureen GunningLPL Financial LLCEdward Jones04-16-2018
Ryan Allen MillerRaymond James Financial Services, Inc.Edward Jones$704-02-2018
Thomas David KimmettWells Fargo Clearing Services, LLCEdward Jones$5002-23-2018
Joshua Ryan LoaneyPNC InvestmentsEdward Jones08-04-2017
Michael Miller BoringWells Fargo Clearing Services, LLCEdward Jones06-30-2017
Joseph Vincent Hosack Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2017
Kitti Huma BarkerHYA FinancialEdward Jones04-25-2017
Joan FabianCapital AnalystsEdward Jones04-17-2017
Beth Ann HamiltonM&T Securities, Inc.Edward Jones04-03-2017
Brendan Patrick GallagherWells Fargo Advisors Financial Network, LLCEdward Jones03-24-2017
Montague Sales ClaybrookNorthwestern Mutual Investment Services, LLCEdward Jones02-27-2017
Trent Eugene TurnerM&T Securities, Inc.Edward Jones$2501-11-2017
Kathryne R DavisonThrivent Investment Management Inc.Edward Jones12-05-2016
Michael Edmund WarchM&T Securities, Inc.Edward Jones10-07-2016
Jason Jeremy FoxMorgan StanleyEdward Jones08-29-2016
John Charles DuffeyCetera Advisor Networks LLCEdward Jones06-21-2016
John OharaWells Fargo Clearing Services, LLCEdward Jones04-06-2016
Eric William LoughnanePurshe Kaplan Sterling InvestmentsEdward Jones03-18-2016
Michael Theodore IannuzziPNC InvestmentsEdward Jones11-10-2015
Thomas Alan NigonWesBanco Securities, Inc.Edward Jones$8111-06-2015
John Howard PrichardMorgan StanleyEdward Jones08-28-2015
Ryan Michael BlomgrenSantander Securities LLCEdward Jones06-11-2015
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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