Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua StaphJ.P. Morgan Securities LLCEdward Jones09-23-2020
William E KernCitizens Securities, Inc.Edward Jones08-17-2020
Timothy Patrick KilleaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-13-2020
Darlene Elizabeth La BreeCitizens Securities, Inc.Edward Jones06-26-2020
William E PeeplesPNC InvestmentsEdward Jones06-19-2020
Jason CvetkovichTD Ameritrade Investment Management, LLCEdward Jones06-12-2020
Justin P JonesSantander Securities LLCEdward Jones04-03-2020
Douglas Jamison IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2020
Shawn Richard SwartzCitizens Securities, Inc.Edward Jones$5003-02-2020
Darwin J SmithCitizens Securities, Inc.Edward Jones$15001-30-2020
Daniel Keith FullerCitizens Securities, Inc.Edward Jones12-08-2019
David Robert WeigandPNC InvestmentsEdward Jones12-04-2019
Christopher Benjamin ConradPNC InvestmentsEdward Jones10-22-2019
Keri Elizabeth BlakeWealthcare Advisory Partners LLCEdward Jones$1010-10-2019
Michael C DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-29-2019
Michael Anthony PirontiCitizens Securities, Inc.Edward Jones06-25-2019
Toby Joseph KrouseRaymond James Financial Services, Inc.Edward Jones06-20-2019
Salvatore Lauri JrW&S Brokerage Services, Inc.Edward Jones02-28-2019
Connor Jacob FernholzMML Investors Services, LLCEdward Jones02-27-2019
Cameron G HiltzW&S Brokerage Services, Inc.Edward Jones02-22-2019
Paul Matthew SmithAmeriprise Financial Services, LLCEdward Jones$10002-15-2019
Ryan Paul SmithAmeriprise Financial Services, LLCEdward Jones02-15-2019
Douglas Edward GromCitizens Securities, Inc.Edward Jones01-29-2019
David Michael Kolter JrWells Fargo Clearing Services, LLCEdward Jones09-14-2018
Jerrell SmithPNC InvestmentsEdward Jones06-25-2018
Next Page »

Showing 1 to 25 of 63 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.