Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andreas M. WochtlCitizens Securities, Inc.Edward Jones05-23-2018
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones02-06-2009
Andrew Justin HessAmeriprise Financial Services, Inc.Edward Jones06-10-2014
Beverly Jean GuslerRaymond James Financial Services, Inc.Edward Jones04-26-2010
Brendan GallagherWells Fargo Advisors Financial Network, LLCEdward Jones03-24-2017
Brent Russell GuthrieLPL Financial LLCEdward Jones05-07-2012
Cameron G HiltzW&S Brokerage Services, Inc.Edward Jones02-22-2019
Charles A CoveneyLPL Financial LLCEdward Jones11-06-2009
Christopher J HaringWells Fargo Clearing Services, LLCEdward Jones04-15-2011
David Michael Kolter Jr.Wells Fargo Clearing Services, LLCEdward Jones09-14-2018
Deborah Faye HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-21-2012
Douglas E GromCitizens Securities, Inc.Edward Jones01-29-2019
Gale D. WithersAmeriprise Financial Services, Inc.Edward Jones$5005-11-2012
Gregory W. OhlWells Fargo Advisors Financial Network, LLCEdward Jones$1007-15-2011
Helen J SemusAmeriprise Financial Services, Inc.Edward Jones$1008-20-2013
James Andrew IsolaWells Fargo Clearing Services, LLCEdward Jones$5003-09-2012
Jeremy M. TshudyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-24-2009
John O'HaraWells Fargo Clearing Services, LLCEdward Jones04-06-2016
John William EiseleLPL Financial LLCEdward Jones06-10-2013
Joseph Vincent Hosack Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2017
Joshua Ryan LoaneyPNC InvestmentsEdward Jones08-04-2017
Joyce Musson ZavresaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-22-2018
Justin Chandler ButtrickLPL Financial LLCEdward Jones11-18-2011
Kevin M. JohnsTD Ameritrade Investment Management, LLCEdward Jones02-28-2012
Kitti Huma BarkerHYA FinancialEdward Jones04-25-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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