Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heather Elaine ButtorffM&T Securities, Inc.H. Beck, Inc.10-05-2009
Daniel Charles GrayMoney Concepts Capital CorpH. Beck, Inc.08-19-2011
Christopher Thomas CannonLPL Financial LLCH. Beck, Inc.$1008-19-2013
Bradley Lewis PetersonInfinex Investments, Inc.H. Beck, Inc.02-20-2014
Susan L. PainterInfinex Investments, Inc.H. Beck, Inc.02-20-2014
Joseph James Gagliardi Jr.PNC InvestmentsH. Beck, Inc.$1003-11-2014
Scott Karl WetherbeeIndependent Financial Group, LLCH. Beck, Inc.$2510-31-2014
Richard Thomas SpaceCetera Advisor Networks LLCH. Beck, Inc.12-15-2014
John Richard SteffeeCambridge Investment Research, Inc.H. Beck, Inc.02-03-2015
Robert Frederick Habig IIEllis Investment Partners, LLCH. Beck, Inc.09-01-2015
Rosalind M. FrazierBeaconsfield Financial Services, Inc.H. Beck, Inc.11-11-2015
David Lee GawneLincoln Financial Securities CorporationH. Beck, Inc.09-01-2016
Dale Eugene DannerUSA Financial Securities CorporationH. Beck, Inc.$2509-01-2016
Marilyn BurstinGWN Securities Inc.H. Beck, Inc.01-17-2018
Ashley Brian VarnerUnited Planners' Financial Services of America A Limited PartnerH. Beck, Inc.$2504-02-2018
James Mathew DouglasCambridge Investment Research, Inc.H. Beck, Inc.09-30-2019
Christopher McNesbyPrivate Client Services, LLCH. Beck, Inc.$5011-25-2019
Joseph Gerard CampisiSecurities America, Inc.H. Beck, Inc.$5012-24-2019
Byron Joseph LeachSecurities America, Inc.H. Beck, Inc.01-08-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.